Bio
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William P. Murphy is a seasoned investment professional with over 40 years of experience in strategic planning, investments, and leadership roles at top financial institutions. He has held positions at UBS Financial Services Inc., Merrill Lynch, and Smith Barney, with expertise in Series 7 licensing. Murphy holds a BA from Georgetown University and is certified in General Options Supervision and General Securities Supervision.
Credentials
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General Options Supervisor
Cboe Global MarketsSep, 1984- May, 2026 -
General Securities Sales Supervisor
NasdaqSep, 1984- May, 2026 -
General Securities Supervisor
NYSESep, 1984- May, 2026 -
**Registered States** CA, DC, FL, IN, KY, LA, MA, MD, NC, NJ, NM, NY, OH, OK, PA, SC, VA
FINRA
Experience
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First Vice President-Investments
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Nov 2010 - Present
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Merrill Lynch
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Baltimore, MD
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Vice President-Senior Financial Advisor
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Jul 2005 - Nov 2010
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Baltimore, MD
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Smith Barney
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Baltimore, MD
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Senior Vice President
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May 1978 - Jul 2005
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Baltimore, MD
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Education
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1967 - 1971Georgetown University
BA, History
Suggested Services
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Industry Focus. “Investment Banking”
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