Experience

• 

  K&B Family Office

  • Panamá, Panamá

  • Oficial de Cumplimiento

    • Oct 2023 - Present
    • Panamá, Panamá

• 

  CLD Compliance

  • Panama

  • Compliance Manager

    • Apr 2021 - Oct 2023
    • Panama

    Advise for non-financial and financial subjects to be able to comply with the requirements demanded by the different regulators in matters of AML / CFT in addition to the recommendations from the international organizations in compliance matters.

• 

  Atlantic Security Bank

  • Panama
  • Banking
  • 100 - 200 Employee

  • Compliance Officer

    • Jun 2018 - Jun 2020

    Supervised the opening of accounts for natural and legal persons who wanted to invest.Controlled the timely delivery and accuracy of the reports to the Superintendency of the Securities Market.Acted as the direct link with the different regulatory institutions.Main achievements:Ensured the fulfillment of stock market operations of the Brokerage House in the order of 5.0 MM per year.Led the successful migration of 1,800 Bank clients to the Brokerage House, complying with the requirements demanded by the regulatory entities.Prepare and update the PLA / FT Manual, with which we were able to train the entire work team of the brokerage house.

  • Deputy Compliance Manager

    • Dec 2014 - Jun 2018

    Coordinate the fulfillment programs of the area.Advised the Compliance Manager in the liaison and attention of the regulatory entities.Prepared reports of possible violations of the established procedures and policiesMain achievements:Led the review of customer operations to rule out the possible Market Abuse crime.Successfully passed the audits of both local and Peruvian regulatory entities.Strengthened the registration and control systems to prevent the violation of regulations and procedures.

• 

  Banistmo

  • Panama

  • Assistant for the Department of Fixed Term, Operations and International Banking.

    • Dec 1998 - Sep 2004
    • Panama

    Coordinate the activities of the branches related to the operations of Fixed Term and International Banking in the COBIS System.Participate in the organization and successful management of the integration of the Fixed Term systems between Primer Banco de Ahorros, S.A. and Banco del Istmo, S.A.Raising specifications and successful migration of the Fixed Term Module in the Banistmo - Bancolat merger.Coordinate the operational process of the transactions carried out by Pribanco Internacional.