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Tracy Picardi is a seasoned regulatory professional with 20+ years of experience in the financial services industry. She holds a Master's degree in Modern History from Birkbeck, University of London, and a Specialist Certificate in Conduct Risk from the International Compliance Association.

Credentials

  • Mindfulness
    LinkedIn
    Oct, 2019
    - May, 2026

Experience

  • Financial Conduct Authority
    • Stratford, London UK
    • Senior Associate, Supervision, Pensions & Retirement Income
      • Oct 2018 - Present
      • Stratford, London UK

    • Office Support
      • Sep 2018 - Sep 2018
      • London, United Kingdom

  • VERCIDA.com
    • Twickenham, United Kingdom
    • Engagement Advisor
      • Apr 2018 - Jul 2018
      • Twickenham, United Kingdom

      Relationship management and liaison with client member firms using VERCIDA’s Diversity and Inclusion job recruitment platform. Responsibilities included external client liaison and visits, holding discovery workshops, providing regular MI reports, and responding to client queries and needs. Creating website profiles for new member firms. Updating website profiles with media and other D&I and CSR focused content. Creating articles for corporate client profiles in order to generate positive client PR, optimise Google search engine results and attract suitable job candidates.

  • Financial Conduct Authority
    • London, United Kingdom
    • Retail Life Insurance Supervisor
      • Mar 2001 - Apr 2018
      • London, United Kingdom

      Prior to role as Conduct Supervisor (Life, Pensions & Retirement firms - 2012 to 2018) at the Financial Conduct Authority, worked as a Life Insurance Supervisor at predecessor UK regulator organisation, Financial Services Authority (FSA). Also, held role for 3+ years as a Research Administrator in the Market and Sectors Team (Risk Department) undertaking analysis and working with a variety of financial and corporate news databases. I started my regulatory career with UK Listings Authority (2001), moving to the integrated FSA in April 2001 (N2).

  • Feltbrook Limited
    • London, United Kingdom
    • Office Manager
      • Mar 1999 - Feb 2001
      • London, United Kingdom

      International import/export automotive firm. Reporting to CEO and Finance Director. PA, facilities and accounts office responsibilities including payroll and preparing letters of credit for international banks.

    • Office Manager / Accounts Office
      • 1990 - 1999
      • RIchmond, Surrey

      Held several roles at the firm prior to Office Manager role. Accounts Office Assistant (included sales/purchase/nominal ledgers; also bookkeeping and accounts of firm's Insolvency Administration cases). Also, Research Administrator in Mergers & Acquisitions (Corporate Finance Department) in BDO Stoy Hayward's Central London office. PA and secretarial support role and duties.

Education

  • 1999 - 2002
    Birkbeck, University of London
    Master's degree, Modern History
  • 1994 - 1998
    Open University
    Bachelor of Science - BS, SOCIAL SCIENCES
  • International Compliance Association
    Specialist Certificate Conduct Risk, Merit Pass (January 2019)

Suggested Services

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Industry Focus. “Financial Services”

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