Bio
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Topline AI
Tom Gabel is a seasoned finance professional with 21+ years of experience in capital markets, equities, investment banking, and asset management. He has held senior leadership positions at Canaccord Genuity Inc. and has a strong educational background in business administration from John Carroll University.
Credentials
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Series, 7, 8, 63, 79
Financial Industry Regulatory Authority (FINRA)
Experience
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United States
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Financial Services
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700 & Above Employee
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Senior Managing Director - Capital Markets Origination
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Jan 2011 - Present
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Managing Director - Head of US Institutional Sales & Capital Markets
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Nov 2002 - Jan 2011
Drive Equity Capital Markets for US Operations. Provide insights into equity new issuance and the execution of new issue product and after market support services
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Managing Director - Institutional Equity Sales & Branch Manager
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Nov 1998 - Nov 2002
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Boston
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RBC/Dain, Rauscher Wessels
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Boston, MA
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Senior Vice President - Institutional Equity Sales/Boston Branch Manager
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Jan 1991 - Dec 1997
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Boston, MA
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Prescott, Ball & Turbin/Kemper Securities
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Boston, MA
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Vice President -Institutional Equity Sales
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Jan 1987 - Dec 1990
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Boston, MA
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Roulston & Company
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Cleveland/Akron, Ohio Area
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Associate
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Jan 1985 - Jan 1987
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Cleveland/Akron, Ohio Area
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Education
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1982 - 1986John Carroll University
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Suggested Services
This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection
Industry Focus. “Investment Banking”
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