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Tim Dodds

Compliance Officer Contractor at RBC Wealth Management Financial Services
Intro Book
Seasoned financial leader with expertise in team management and investigative services.
  • Claim this Profile
Location
St Paul, Minnesota, United States, US
Skills
  • Leadership
  • Team Building
  • Planning
  • Leading Investigative Efforts
  • Insurance
  • Show all
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Bio

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Tim Dodds is a seasoned financial professional with 30+ years of experience in leadership, team building, and investigative services. He has held various roles at American Express, Ameriprise Financial Services, Inc., and RBC Wealth Management Financial Services, including Director, Vice President, and Compliance Officer. Tim holds an MBA, CFP, and a Bachelor's degree from Ferris State University.

Experience

  • RBC Wealth Management Financial Services
    • Minneapolis
    • Compliance Officer Contractor
      • May 2014 - Oct 2014
      • Minneapolis
  • Ameriprise Financial Services, Inc.
    • United States
    • Financial Services
    • 700 & Above Employee
    • Vice President - Protective Operations and Investigative Services
      • May 2010 - Dec 2012

    • Director - Special Investigations Group
      • 2004 - May 2010

    • Director - Compliance Operations
      • 1999 - 2004

  • American Express
    • Greater Minneapolis-St. Paul Area
    • Manager - Complaints and Investigations Group
      • 1996 - 1999
      • Greater Minneapolis-St. Paul Area
  • American Express
    • Greater Minneapolis-St. Paul Area
    • Compliance Relationship Manager
      • 1994 - 1995
      • Greater Minneapolis-St. Paul Area
  • American Express
    • United States
    • Financial Services
    • 700 & Above Employee
    • Manager - Financial Planning Marketing, Communications, and Training
      • 1990 - 1993

    • Manager - Skyway Office
      • 1987 - 1990

Education

  • University of St. Thomas
  • College of Financial Planning, Denver, CO
  • Ferris State University
  • Mound Westonka High School

Suggested Services

This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection

Industry Focus. “Financial Services”

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