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Thomas (tj) Neubauer is a skilled professional with expertise in Microsoft Office applications, customer service, marketing, and social media. He holds several certifications in finance and financial services, including Series 66 and Series 7 from FINRA.

Credentials

  • UniFi by CAIA™ Private Debt Microcredential
    CAIA Association
    Mar, 2024
    - May, 2026
  • Series 66
    FINRA
    Aug, 2020
    - May, 2026
  • Series 6
    FINRA
  • Series 63
    FINRA
  • Series 7
    FINRA
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Industry Focus. “Financial Services”

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