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Thomas Klein

CEO QUINTET LUXEMBOURG at Quintet Private Bank
Intro Book
Seasoned risk management expert with 20+ years of experience in compliance, risk assessment, and asset management.
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Contact Info
Languages
  • Englisch -
Skills
  • Compliance
  • Risk Management
  • Risk Assessment
  • Financial Risk
  • Ucits
  • Show all
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Bio

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Thomas Klein is a seasoned risk management professional with 20+ years of experience in compliance, risk assessment, and asset management. He has held senior roles at UBS, Quintet Private Bank, and Hauck & Aufhäuser, including Chief Risk Officer and Head of Compliance. He holds a Master's degree in Banking & Finance from Universität Trier and a Bankbetriebswirt degree from Berufschule Trier.

Experience

  • Quintet Private Bank
    • Luxembourg
    • Banking
    • 700 & Above Employee
    • CEO QUINTET LUXEMBOURG
      • Jan 2023 - Present

    • Head Asset Servicing & Financial Intermediaries
      • Dec 2020 - Present

    • Head Asset Servicing Europe, Member of the Executive Committee Europe
      • Feb 2021 - Jan 2023

  • UBS
    • Switzerland
    • Financial Services
    • 700 & Above Employee
    • Asset Servicing - Head Service Delivery
      • May 2017 - Dec 2020

    • Chief Risk Officer, Member of the Executive Committee
      • Jan 2013 - Apr 2017

      Chief Risk Officer for UBS Luxembourg entities (custodian bank, Fund Admin and ManCo services) and affiliated branches in Denmark, Sweden, Ireland, Austria and Belgium

    • Deputy Head Compliance
      • Apr 2011 - Dec 2012

      Design of an Asset Servicing Risk&COmpliance framework

  • Hauck & Aufhäuser
    • Head Risk&Compliance
      • Nov 2002 - Apr 2011

  • Deutsche Bank
    • Client Advisor
      • 1999 - 2002

Education

  • 2002 - 2006
    Universität Trier
    Master's degree, Banking & Finance
  • 1999 - 2001
    Berufschule Trier
    Bankbetriebswirt

Suggested Services

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Industry Focus. “Banking”

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