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Susie Fisher
Compliance Program Manager at DRW
Compliance professional with 18 years of experience in investment management and financial services.
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Location
Chicago, Illinois, United States, US
Skills
- Series 7
- Series 24
- Series 66
Bio
Generated by
Topline AI
Susie Fisher is a seasoned compliance professional with 18 years of experience in the financial industry. She holds Series 7, 24, and 66 licenses and has worked as a Compliance Analyst and Program Manager for top firms in Chicago, Illinois. Fisher graduated with a Bachelor of Arts from Baldwin-Wallace College.
Susie has extensive experience in compliance, regulatory affairs, and risk management, with a strong background in investment management and financial services.
Experience
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DRW
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Chicago, Illinois, United States
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Compliance Program Manager
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May 2023 - Present
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Chicago, Illinois, United States
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William Blair & Company
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Chicago, IL
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Compliance Analyst - Investment Management
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Aug 2015 - May 2023
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Chicago, IL
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Achievement Asset Management LLC
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Chicago, IL
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Compliance Department Contractor
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Apr 2015 - Jul 2015
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Chicago, IL
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United States
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Financial Services
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700 & Above Employee
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Compliance Associate
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Jul 2010 - Mar 2015
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Technical Writer
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Apr 2008 - Jul 2010
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Technical Writer
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1989 - 2007
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Education
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Bachelor of Arts, Baldwin-Wallace College, Berea, OH
Suggested Services
This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection
Industry Focus. “Financial Services”
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