Experience

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  Quantum Advisors India

  • Mumbai, Maharashtra, India

  • Senior Manager Fund Operations - Middle/Back office

    • Jan 2014 - Present
    • Mumbai, Maharashtra, India

    *Validate trade orders as a part of pre-trade compliance checks in the Order Management System as per IMA/Regulatory/Firm guidelines. *Performing post trade verifications of the executed trades with the orders placed by the dealer. *Avoid any breach to investment guidelines by monitoring real time restrictions through Bloomberg. *Identify trade discrepancy and risk associated with trade cycle and mitigate it. *Set up new clients portfolio and monitor trade flows of existing client portfolios. *Work closely with Fund managers, traders and team members and provide reports (eg; Portfolio valuation reports, holdings report, investable cash, pending orders). *co-ordinate with Front office and back office to resolve any portfolio discrepancies and with brokers and custodians for queries related to trade. *Reviewing and authorizing weekly and monthly NAV calculations. *Daily portfolio valuation for Equity Funds & Clients account (PMS and SMA).*Experienced in working on Emerging Market Fund, looking after equity trade settlements in 32 countries .*Reviewing quarterly and annual financial statements. *Handling both internal and statutory audit for the funds. *Responsible for daily cash management, cash and position reconciliation with the Custodian.*Trade capture, bookings and recon of live clients portfolio and investment funds. *Responsible for preparing regular management reports, monthly factsheets and newsletters, presentations, SEBI reporting and any other ad-hoc reports to the Fund Managers.*Hands on experience in using Wealth Spectrum (OMS Software) for order management, accounting and other back office related functions. *Calculating and reporting of performance returns to the clients on monthly basis. *Responsible for preparing and maintaining procedure documents and manuals. *Providing training to new recruit within the team.*Preparing DDQs and RFPs for the fund/firm.*Worked on K 1 forms for US Tax reporting for investors from US.

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  SS&C GlobeOp

  • Mumbai, Maharashtra, India

  • Senior Fund Accountant

    • May 2010 - Dec 2013
    • Mumbai, Maharashtra, India

    *Responsible for Trade, position and cash reconciliation while tracking corporate action like dividend, Bonus, stock splits using Bloomberg.*Coordinating with Go pricing for pricing of securities and identifying variances in transaction price and end of day price while analyzing variance in P&L and take corrective action.*Preparation of customized financial reports on the basis of clients requirements on daily, weekly and monthly basis. *Generating daily, monthly P&L and NAV for the Clients.*Review, analyze and resolve reconciliation mismatches between our systems and Prime brokers.*Processing every capital subscriptions and redemptions for the fund. *Finalization of Weekend or Month end valuation of funds.*Accountable for accurate & timely calculation and booking of management fees based on the exposure given to fund manager and performance fees based on inception till date P&L.*Booking non trade accruals like legal fees as per the estimates provided by the client, tracking its payments and trade accruals.*Allocation of income and expenditure amongst investors and arriving at NAV per share for investors.*Preparation of annual financial statements like Statement of net asset, Statement of operation, Cash flow and fund flow statement.