Bio
Experience
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MBS Source
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Mercer Island, Washington, United States
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Trading Desk Manager/Trader
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Oct 2019 - Oct 2022
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Mercer Island, Washington, United States
Marketing and trading electronic trading platform for Mortgage-Backed, Asset-Backed Securities.
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Managing Director/Callable Agency and MBS Trader
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May 2018 - Oct 2019
Head of Agency and Mortgage-Backed Securities Trading
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Bank of Oklahoma
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Tulsa, Oklahoma, United States
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Sales Trader
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Oct 2005 - May 2018
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Tulsa, Oklahoma, United States
Fixed-income Position Trader Callable Agencies and Mortgage-Backed Securities.
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Southwest Securities, Inc.
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Dallas, Texas, United States
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Vice President, Trader
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Aug 2001 - Sep 2005
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Dallas, Texas, United States
Traded Agency securities for Reps and Correspondents. Co-founded Inflation-linked trading for the firm.
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O'CONNER Securities
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Newport Beach, California, United States
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Senior VP, Director Taxable Division
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Feb 2000 - Aug 2001
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Newport Beach, California, United States
Created and managed Taxable Division, later bought by Southwest Securities:
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Gilford Securities
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Newport Beach, California, United States
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Senior VP, Branch Manager, Head Trader
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May 1995 - Aug 2000
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Newport Beach, California, United States
Managed Fixed-Income and equity side for Institutional and Retail.
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Liberty Capital Markets, Inc
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Irvine, California, United States
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Executive VP, Head of Trading and Sales
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Sep 1989 - May 1995
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Irvine, California, United States
Managed 60 Reps and 6 Traders for Institutional Fixed-Income.
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Rarities Futures and Options.
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Anaheim, California, United States
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President , Chief Executive Officer
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Oct 1986 - Sep 1988
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Anaheim, California, United States
Managed all aspects of a Futures Commission Merchant. Regular appearance national TV with Option Strategies.
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Heinold Commodities
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Newport Beach, California, United States
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Branch Manager, Head Trader
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Oct 1985 - Oct 1986
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Newport Beach, California, United States
In charge of seven Reps trading all commodity futures on all exchanges. Introduced new trading concepts.
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A-Mark Precious Metals, Inc
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Beverly Hills, California, United States
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Trader
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Oct 1982 - Oct 1985
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Beverly Hills, California, United States
Market-making in metals. Commodities Cash to Futures Arbitrage.
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Van Kampen, Meritt-Investment Bankers.
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Chicago, Illinois, United States
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Trader/Fund Administrator
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Jun 1980 - Jul 1982
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Chicago, Illinois, United States
Helped start the Dreyfus Precious Metals funds. Sold all of the Dreyfus funds to customers.
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THE DREYFUS CORPORATION
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New York City Metropolitan Area
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Trader/Assistant Director
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Oct 1978 - Sep 1980
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New York City Metropolitan Area
Helped start the Dreyfus Precious Metals funds. Sold all of the Dreyfus funds to customers.
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Non-Commissioned Officer
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May 1973 - May 1975
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Education
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1974 - 1978University at Albany, SUNY
Bachelor of Science - BS in Business administration and economics, Business Administration and Economics -
USMC vet
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USMC vet
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