Bio
Credentials
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Associate of The Hong Kong Chartered Governance Institute
The Hong Kong Chartered Governance Institute -
ESG Reporting Certification
The Hong Kong Chartered Governance Institute -
HKSI Paper 1
Hong Kong Securities and Investment Institute -
License of Asset Management
Asset Management Association of China (AMAC) -
License of Securities
Securities Association of China (SAC) -
PRC Bar
Ministry of Justice, PRC
Experience
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SY Holdings Group Limited (6069.HK)
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Hong Kong SAR
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Company Secretary Manager
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Jul 2019 - Present
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Hong Kong SAR
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天治基金管理有限公司
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Shanghai
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Legal Compliance
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Jun 2016 - Jul 2018
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Shanghai
-Chinanature is an FI with mutual fund license in PRC and invests in the secondary market-draft and review fund legal documents and announcements-review marketing materials-provide legal advice to internal departments-manage and handle regulatory reporting to various regulators such as mainland CSRC and AMAC-manage and handle company annual reports and announcements-assist in corporate regulations review and amendment-assist in compliance responsibilities such as AML and KYC-assist in internal and external audit
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Education
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2018 - 2019The Chinese University of Hong Kong
LLM, International Economic Law -
2011 - 2015Shanghai University of Finance and Economics
LLB (major) / BBA (minor)
Suggested Services
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Industry Focus. “Financial Services”
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