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Rory Franks is a seasoned finance professional with extensive experience in sales, margin, prime brokerage, and relationship management. He holds a Bachelor's Degree in Economics from the University of Hertfordshire and various certifications, including the CF30 Stockbroker and CISI Level 4 Diploma in Investment Advice (Securities). Rory has worked at prominent firms such as J.P. Morgan, Templeton Securities Limited, and Henderson Rowe, where he has developed a strong background in financial analysis, negotiation, and technical analysis.

Credentials

  • CF30 Stockbroker
    Financial Conduct Authority
    Jan, 2015
    - Apr, 2026
  • CISI Level 4 Diploma in Investment Advice (Securities)
    Chartered Institute for Securities & Investment (CISI)
    Nov, 2014
    - Apr, 2026
  • Securities - Level 4
    Chartered Institute for Securities & Investment (CISI)
    Nov, 2014
    - Apr, 2026
  • Investment, Risk and Taxation - Level 4
    Chartered Institute for Securities & Investment (CISI)
    Oct, 2014
    - Apr, 2026
  • UK Regulation and Professional Integrity - Level 4
    Chartered Institute for Securities & Investment (CISI)
    Aug, 2014
    - Apr, 2026
  • CMI Level 5 Certificate in Management and Leadership (QCF)
    Chartered Management Institute
    Jan, 2014
    - Apr, 2026

Experience

  • Henderson Rowe
    • London, England, United Kingdom
    • Investment Manager
      • Mar 2022 - Present
      • London, England, United Kingdom

      Henderson Rowe is a UK-based investment manager. We aspire to disrupt the UK market by providing institutional-quality investment solutions directly to private clients. By tapping our affiliates’ award-winning global market and factor-based research, we can offer our clients institutional-quality multi-asset strategies and asset allocation models at competitive fees. There is nothing hidden in our performance–our long-term strategies are based on innovative ideas, meticulous research, and careful implementation. Henderson Rowe has always focused on clients who want deep, long-term partnerships. We are not looking for one-time, transactional investments, and we generally discourage investors with too-short a time-horizon. At Henderson Rowe, the investment manager who welcomes you to the firm may very well be the same manager who looks after you and your families’ money for years to come–and that’s exactly how we like it.

  • J.P. Morgan
    • London, United Kingdom
    • Prime Broker
      • Aug 2015 - Mar 2022
      • London, United Kingdom

      JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

    • CF30 Private Client Stockbroker
      • Jan 2015 - Jul 2015

      Part of a team handling a client base of several hundred clients through our bespoke advisory share dealing service. Providing an ongoing service to these clients to ensure fulfillment of their investment aims, goals and needs via the creation of a detailed picture of their attitude to risk, objectives and time horizon. Continuation of previous activities and tasks such as on-boarding of new clients.

    • Trainee Stockbroker
      • Jun 2014 - Jan 2015

      Generating new business through telephone prospecting to high net worth individuals. Potential clients are informed of business operations and performance at Templeton. New accounts are opened and then passed on to the team of senior stockbrokers and closed on new investment opportunities.

    • Sales and Marketing Management Intern
      • 2012 - 2012

      What initially began as a 6 week placement; eventually resulted in my appointment being extended to nearly 5 months due to success and delivery in the role. Helped develop Flare Audio from its original form - Purple Audio (an audio rental company) - to its current capacity as a world class professional speaker manufacturer.Roles, Responsibilities and Tasks:Created CRMOrchestrated Sales Process for team from First Call to Close/RecoWebsite MaintenanceSales and Distribution Advice

Education

  • 2011 - 2014
    University of Hertfordshire
    Bachelor's Degree, Economics
  • 2008 - 2010
    Sussex Downs College
  • 2003 - 2008
    The Cavendish School

Suggested Services

This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection

Industry Focus. “Investment Management”

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