Experience

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  ASSET-BASED AUDIT SERVICES

  • San Francisco & San Diego, CA

  • Principal & Senior Auditor

    • Sep 1991 - Present
    • San Francisco & San Diego, CA

    Principal and the Auditor of this asset-based auditing firm. Performed ABL field audits for Banks and Commercial Finance companies, including both maintenance audits on the Bank’s borrowers and survey audits on prospective borrowers. The audits included a review of the borrower’s books and reco...

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  Bank of America

  • San Francisco

  • Audit Manager, ABL North

    • Jan 1988 - Jan 1991
    • San Francisco

    Managed six ABL auditors that performed field audits on the bank’s borrowers and prospective borrowers. Trained new auditors in the field, reviewed the completed audits and signed off on audits before they were distributed to the Loan Officers and Bank Managers. Was responsible for conducting a...

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  Security Pacific National Bank

  • Senior Auditor

    • Jan 1985 - Jan 1988

    Performed ABL field audits on the Bank’s borrower and prospective borrowers in the Northern and Central California region, reporting to the Auditor Manager of the California Commercial Group in Los Angeles. Approximately 75% of the audits were considered out-of-town audits.

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  Aetna Business Credit/Barclays American Busines...

  • Senior Field Auditor, Collateral Appraiser & Loan Officer

    • Jan 1974 - Jan 1985

    Started as a Senior Field Auditor specializing in prospect audits and large borrowers. Also trained as an Inventory and Equipment Appraiser for one year. Was promoted to a Loan Officer position and maintained a loan portfolio of approximately thirty-five accounts. Evaluated borrower prepared d...

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  Union Bank

  • Account Receivable Auditor & Loan Officer

    • Jun 1966 - Jan 1974

    Started as an Audit Trainee and was promoted to an Accounts Receivable Auditor performing monthly maintenance audits on the Bank’s borrowers. Subsequently was promoted to a Loan Officer position managing a portfolio of approximately thirty borrowers. Reviewed all assignment forms, pledged invoice...