Experience

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  LEXCO Wealth Management, Inc.

  • Tarrytown, NY

  • Chief Investment Strategist

    • 2011 - Present
    • Tarrytown, NY

    Provide comprehensive fiduciary based independent advice to individuals, families, corporate executives and business owners utilizing a broad range of financial planning, estate planning and investment management services. Identify investment strategies, perform due diligence and recommend option...

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  Anchor Wealth Management

  • Stamford, CT

  • Principal and Financial Advisor

    • 2003 - 2011
    • Stamford, CT

    Launched de novo business trading equities, equity options and provided financial planning, estate planning and portfolio diversification strategies to individuals, families and corporate executives. Beginning in 2008, securities clearing and investment advisory services offered through affiliat...

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  UBS

  • Stamford, CT, New York, NY

  • Director, US Equity Capital Markets

    • 1999 - 2003
    • Stamford, CT, New York, NY

    Senior marketer responsible for originating corporate equity derivative business and public equity linked securities. Advised corporations on a broad range of equity cash and risk management applications typically involving capital issuance, capital retirement, repatriation and deferred compensa...

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  Bank of America

  • New York, NY

  • Vice President, Corporate Equity Derivatives

    • 1997 - 1999
    • New York, NY

    Initial responsibilities pre-merger were to assist in developing a de novo corporate equity derivatives business by integrating the bank’s client base with trading provided by the bank’s strategic alliance partner, DE Shaw & Co. Following the merger with NationsBank, equity derivative busine...

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  Societe Generale Securities Corporation

  • New York, NY

  • Vice President, Corporate Equity Derivatives

    • 1994 - 1997
    • New York, NY

    Developed equity derivative business by combining global OTC trading capabilities with corporate clients in all sectors. Responsible for structuring and product development. Created all marketing materials, priced and executed trades, obtained all legal, accounting and tax reviews, and handled d...

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  JPMorgan Chase & Co. (formerly The Chase Ma...

  • New York, NY

  • Vice President, Global Mergers and Acquisitions

    • 1985 - 1994
    • New York, NY

    Initiated and executed broad range of sell-side and buy-side financial advisory services with public and private companies. Managed deal team from transaction initiation through project completion. Generalist focus with diverse client base. Managed relationships with buyers/sellers; prepared inf...