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Rick Grove

Principal & Compliance Officer at ArrowMark Partners
Intro Book
Seasoned investment professional with 25+ years of experience in Alternative Investments and Asset Management.
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Location
Littleton, Colorado, United States, US
Skills
  • Alternative Investments
  • Mutual Funds
  • Investments
  • Securities
  • Asset Management
  • Show all
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Bio

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Rick Grove is a seasoned investment professional with 25+ years of experience in Alternative Investments, Asset Management, and Compliance. He has held senior roles at ArrowMark Partners, Black Creek, Madison Capital, Janus, and Oppenheimer & Co. Inc., managing compliance programs, leading investment teams, and advising clients on securities and equities. With a Bachelor's degree in Accounting from the University of Wyoming, Rick has developed a strong foundation in finance and risk management. His expertise spans multiple asset classes, including fixed income, hedge funds, and mutual funds.

Experience

  • ArrowMark Partners
    • Principal & Compliance Officer
      • Dec 2008 - Present

  • Black Creek
    • Chief Compliance Officer
      • Aug 2007 - Dec 2008

  • Madison Capital
    • Chief Compliance Officer
      • May 2005 - Jul 2007

      Managed the compliance program of an alternative investment advisor with open-end and closed-end funds.

  • Janus
    • AVP Compliance
      • Aug 1993 - Apr 2005

      Various compliance roles

  • Oppenheimer & Co. Inc.
    • Greater Denver Area
    • Fund Accountant
      • Mar 1992 - Jul 1993
      • Greater Denver Area

Education

  • 1987 - 1991
    University of Wyoming
    Bachelor Degree, Accounting

Suggested Services

This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection

Industry Focus. “Investment Banking”

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