Experience

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  Rolls-Royce Solutions Asia

  • Singapore
  • Machinery Manufacturing
  • 100 - 200 Employee

  • Compliance Officer of Global Markets

    • Sep 2023 - Present

    Reinforce E&C communications, implement E&C strategies and E&C project management under Global Markets organisations, including APAC, China, EMEA and NALA region.

  • Head of Ethics and Compliance, Asia Pacific

    • Oct 2020 - Present

    **Leadership in Compliance and Engagement**: Leading regional compliance initiatives and engaging business leaders through quarterly Compliance Committee meetings across multiple countries in Asia Pacific, fostering collaboration and alignment with business heads.**Guidance in Ethics & Compliance Programs**: Directed the Rolls-Royce Ethics & Compliance program in Asia Pacific, successfully supported completion of Deferred Prosecution Agreements with the US DOJ and UK SFO in the region, demonstrating expertise in navigating complex regulatory environments.**Expansion of E&C Initiatives**: Initiated and expanded E&C Roundtables and annual "TRUST" compliance surveys, resulting in elevated E&C maturity among business partners and substantial employee participation, while achieving a healthy increase in Compliance Helpdesk contacts, fostering a culture of inquiry and reporting misconduct.

  • Compliance Officer of Mobile Power Solutions BU

    • Apr 2021 - Aug 2023

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  Rolls-Royce Solutions Asia

  • Shanghai, China

  • Regional Ethics and Compliance Officer, APAC

    • Feb 2018 - Sep 2020
    • Shanghai, China

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  The Coca-Cola Company

  • Shanghai City, China

  • Code of Business Conduct Senior Manager, Asia Pacific

    • May 2014 - Jan 2018
    • Shanghai City, China

    **Seasoned Code Investigator**: Serve as a seasoned investigator in the Asia Pacific region, reporting to the global Code of Business Conduct Director in Atlanta, USA, conducting thorough investigations into complaints of unethical conduct, financial fraud, and corruption.**Compliance Mechanism Builder**: Develop mechanisms to ensure business units and bottlers maintain compliance with government laws, regulations, and company policies, conducting fact-finding investigations, internal control inspections, and Anti-Bribery and Anti-Corruption audits in high-risk regions like Greater China and ASEAN.**Collaborative Compliance Leadership**: Lead fact-finding investigations and collaborate closely with business unit and bottler leadership teams, including CEOs, CFOs, Legal Counsels, and HR, to enhance compliance awareness and culture while proposing remediation actions aligned with industry best practices and company-specific situations.

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  Bristol-Myers Squibb

  • Shanghai City, China

  • Associate Director, Ethics and Compliance, Greater China.

    • Sep 2012 - Apr 2014
    • Shanghai City, China

    **Strategic Compliance Leadership**: Direct a team of five in the Compliance department, reporting to the China Compliance VP, with a focus on revising policies and conducting effective risk mitigation strategies to protect the company's interests.**Stakeholder Engagement and Training**: Provide ongoing consultation, advice, and training to stakeholders, ensuring adherence to regulatory standards and ethical guidelines in interactions with Healthcare Professionals (HCPs), fostering a culture of compliance.**Data-Driven Risk Management**: Utilize data analytics and forensic analysis techniques to monitor and investigate promotional activities, identifying and addressing fraudulent behavior, while proactively enhancing compliance policies to mitigate risks.

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  EY

  • Manager - Forensic and Integrity Services

    • Sep 2010 - Aug 2012

    Lead fact-finding investigation (financial statement fraud, FCPA), FCPA compliance due diligence and etc.

  • Senior Financial Auditor

    • Aug 2007 - Aug 2010

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  PwC

  • Shanghai City, China

  • Financial Auditor

    • Jul 2005 - Aug 2007
    • Shanghai City, China