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Philip Broadhurst Int Dip.Comp Int Dip.Fincrim profile image

Philip Broadhurst Int Dip.Comp Int Dip.Fincrim

Senior Compliance Manager at The Capital International Group
Intro Book
Seasoned risk management professional with banking and compliance expertise.
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Location
Isle of Man, IM
Skills
  • Banking
  • Risk Management
  • Financial Risk
  • Retail Banking
  • Private Banking
  • Show all
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Bio

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Philip Broadhurst is a seasoned risk management professional with extensive experience in banking, financial risk, and compliance. He holds international diplomas in compliance and finance from the University of Manchester Business School and the Isle of Man Business School.

Experience

  • The Capital International Group
    • Isle of Man
    • Senior Compliance Manager
      • Dec 2018 - Present
      • Isle of Man

  • Royal Bank of Scotland International
    • Jersey
    • Banking
    • 700 & Above Employee
    • UpStream Risk Manager
      • Sep 2017 - Dec 2018

    • AML & STF Risk Manager
      • Oct 2014 - Sep 2017

      Multi jurisdiction (JSY, GSY, IOM, GIB) managing risk, compliance and control activities relating to Anti Money laundering and Sanction Terrorist Finance. Ensuring there is an effective risk management framework and support tools are in place that enable the business to systematically identify, monitor, document and report on a prioritised basis, the key risks within their business.

    • Business Risk Manager, Corporate Banking
      • Apr 2011 - Aug 2017

    • Business Control Manager, Corporate Banking
      • Aug 2005 - Mar 2011

    • Corporate Manager
      • Apr 1998 - Aug 2005

      Client Relationship Manager.

  • Royal Bank of Scotland
    • Manchester, United Kingdom,
    • Retail Banking
      • Jul 1989 - Mar 1998
      • Manchester, United Kingdom,

      Various roles within the Retail Banking network. covering such roles as Senior Clerical / Back Office Manager / Customer Advisor / Internal Controls Manager / Assistant Customer Service Branch Manager.

Education

  • 2011 - 2011
    Isle of Man Business School
    ICA International Diploma Compliance

Suggested Services

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Industry Focus. “Financial Services”

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