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Pat Swanson, Cfa
Certified financial analyst with expertise in securities and investment law.
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Location
Houston, Texas, United States, US
Bio
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Pat Swanson is a certified financial analyst with a strong foundation in securities and investment law. He holds various certifications from FINRA and the CFA Institute, demonstrating his expertise in the field. With a focus on the SEC Securities Industry Essentials Exam and other relevant certifications, Pat has established himself as a knowledgeable professional in the financial industry.
Pat Swanson is a certified financial analyst with a strong foundation in securities and investment law. He holds various certifications from FINRA and the CFA Institute, demonstrating his expertise in the field. With a focus on the SEC Securities Industry Essentials Exam and other relevant certifications, Pat has established himself as a knowledgeable professional in the financial industry.
Credentials
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SEC Securities Industry Essentials Exam
FINRAOct, 2019- Apr, 2026 -
SEC Series 63, Uniform Securities Agent State Law Exam
FINRAOct, 2019- Apr, 2026 -
SEC Series 7 Exam
FINRAOct, 2019- Apr, 2026 -
Chartered Financial Analyst (CFA)
CFA InstituteJun, 1991- Apr, 2026 -
SEC Series 2, FINRA Non-Member General Securities Examination
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SEC Series 65, Uniform Registered Investment Adviser Law Exam (RIA)
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Industry Focus. “Financial Services.”
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