Bio
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Experience
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The Investment Funds Institute Of Canada (ific)
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Canada
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Financial Services
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1 - 100 Employee
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Senior Policy Advisor
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Jun 2021 - Present
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British Columbia, Canada
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Chief Compliance Officer
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Nov 2018 - Jul 2020
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Canada
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HSBC Bank Canada
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Vancouver, Canada Area
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Senior Legal Counsel
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Jul 2011 - Nov 2018
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Vancouver, Canada Area
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In-house counsel & corporate secretary for-hire
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2008 - Oct 2013
proficient in: - corporate and securities law - public company listings & regulatory compliance - corporate governance services - corporate secretary services
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BC Securities Commission
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Vancouver, Canada Area
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Legal Counsel, SRO Oversight, Capital Markets Regulation
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Jun 2010 - Apr 2011
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Vancouver, Canada Area
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Director, General Counsel Services
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2009 - 2011
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VP Corporate Affairs and Director
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Jul 2007 - Apr 2009
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Senior Legal Counsel, Legal Services, Corporate Finance
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Sep 2001 - Nov 2006
Crown corporation developing legislation and policy for, and regulation of, financial marketplace
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Catalyst Corporate Finance Lawyers
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Vancouver, Canada Area
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Securities and Corporate Lawyer
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Feb 1999 - Sep 2001
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Vancouver, Canada Area
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Campney & Murphy
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Vancouver
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Securities and Corporate Lawyer
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Mar 1998 - Jan 1999
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Vancouver
Corporate finance transactions
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Education
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University of British Columbia
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University of Saskatchewan
Suggested Services
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Industry Focus. “Financial Services”
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