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Ntokozo Mbatha
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English Full professional proficiency
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Zulu Native or bilingual proficiency
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IsiXhosa Full professional proficiency
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Sesotho Limited working proficiency
Bio
Experience
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South Africa
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Financial Services
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1 - 100 Employee
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Assistant Compliance Officer
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Jun 2024 - Present
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Risk & Compliance Assistant
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Jan 2019 - Jun 2024
- Monitoring all business completed to the standard required procedure- Compliance monitoring- Preparation of Compliance Reports- Due Diligence of new securities in Portfolio Funds- Annual due diligence on existing business relations- Ensuring regulatory returns completed and submitted with Regulator
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Operations Consultant
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Nov 2015 - Dec 2018
Processing Financial Advisor's (IFA) contracts. Managing and servicing IFA's queries and relationship with the company.Providing administrative services for Umbrella Provident and Pension FundsServicing and processing client queries
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Nedbank
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Mount Edgecombe
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Retail Relationship Banking Consultant
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Jun 2012 - Oct 2015
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Mount Edgecombe
Servicing the Small Business, Private banking and Private Wealth sector
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Education
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2007 - 2007University of KwaZulu-Natal
Postgraduate studies, Political Science -
2021 - 2023
University of Johannesburg
Postgraduate - Diploma in Compliance Management, Law -
2004 - 2006
University of KwaZulu-Natal
Bachelor's degree, Political Science, Philosophy and Law -
University of South Africa/Universiteit van Suid-Afrika
Bachelor of Laws - LLB, Law
Suggested Services
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Industry Focus. “Financial Services”
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