Experience

• 

  Fletcher Building

  • Auckland, New Zealand

  • Risk and Insurance Analyst

    • Nov 2022 - Present
    • Auckland, New Zealand

• 

  Asiaciti Trust

  • Auckland, New Zealand

  • Senior Risk and Compliance Officer

    • Jan 2019 - May 2023
    • Auckland, New Zealand

     Ensure all regulatory obligations, internal policies, procedures and guidelines are timely and accurately met.  Manage regulatory changes, updates and requirements and perform gap or impact analysis  Fulfil AML/CFT role and responsibilities in accordance with the AML/CFT Act , review and update the Risk Assessment and Compliance Programme, file CRS, FATCA and Annual Reports Conduct effective client and transaction monitoring and conduct enhanced due diligence Investigate and make assessment on internal Suspicious Activity Reporting (SAR) raised or on any incident reporting received, timely escalate issues or challenges, timely file SAR Lead and manage all aspects of regulatory requests, inspections, communication and timely update Senior Management and/or Board, as appropriate including management reports remedial actions, risk management actions, enhancement to control. Continuously raise risk awareness via training to strengthen risks awareness, identification and mitigation of risks

• 

  Commonwealth Bank

  • Auckland, New Zealand

  • Risk and Compliance Analyst

    • May 2017 - Jan 2019
    • Auckland, New Zealand

    Ensuring AML/CFT, CRS and FATCA procedures are in compliance with the risk frameworks. AML- Reviewing the complex entities and ensuring the compliance of AML/CFT policy and procedures Scrutinizing and mitigating AML Operational Risk from time to time Quality check the work completed by colleagues for complex entities to ensure the AML requirements are met Provide training and mentoring to the new team members  Detailed review of the client profile for final verification and submission Maintaining the confidentiality of customer information and circumstances in line with privacy legislation and internal policy Contributing to the review of internal processes to ensure efficiency and accuracy

• 

  Credit Suisse

  • Mumbai Area, India

  • Operational Risk Analyst

    • Jul 2014 - Nov 2015
    • Mumbai Area, India

    Key Responsibilities Creating and maintaining risk reports, suspicious activity report(SAR), Risk mapping in Basel II (risk compliance framework) and controls testing Tracking the regulatory and audit deliverables for the department Management presentations and training to the new joiners Annual budgeting and monthly budget analysis Manage the ongoing process for tracking and reporting on Risk management and Compliance

• 

  Mark Ventures Developers Pvt. Ltd.

  • Pune Area, India

  • Financial Accountant

    • Nov 2013 - May 2014
    • Pune Area, India

     Preparation of Financial Statements – Balance Sheet, P&L a/c, Cash Flow statements and related reports Preparing reports, budgets, commentaries and financial statements Single point of contact for all accounting and auditing queries Certification work in relation to borrowing limits, loan acquisition and utilization of funds Assisting the management team in forecasting and planning and variance analysis Overlooking daily bank reconciliation, accounts payable, accounts receivable, cash and bank payments Monthly and annual tax filing and returns

• 

  Indapurkar and Mundada Chartered Accountants

  • Aurangabad Area, India

  • Financial Analyst

    • Mar 2010 - Mar 2013
    • Aurangabad Area, India

     Finalization of Financial Statements – Balance Sheet, P&L a/c, Cash Flow statements and related reports Reviewing banking activities including reconciliations, cash registers, fixed assets, financial statements Identifying the operational risks associated with the major areas and the ways to mitigate the risk Ensuring compliance with the audit and accounting standards