Bio
Credentials
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NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination
National Institute of Securities MarketsAug, 2014- Apr, 2026 -
Capital Market (Dealers) Module (CMDM)
National Stock Exchange of India Limited -
Derivatives Market (Dealers) Module (DMDM)
National Stock Exchange of India Limited -
NISM-Series I Currency Derivatives Certification Examination
National Institute of Securities Markets -
NISM-Series-VA - Mutual Fund Distributors Certification Examination
National Institute of Securities Markets -
NISM-Series-VI: Depository Operations Certification Examination
National Institute of Securities Markets
Experience
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India
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Financial Services
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700 & Above Employee
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Head BA & Executive Assistant
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Nov 2023 - Present
Head BA- Coordinate with different teams (Business, Operations, IT) to discuss ideas and business needs- Analyze competitors for product and process comparison- Manage projects, oversee testing, and provide support for user acceptance testing (UAT)- Communicate with Exchange, Depository, Legal, Compliance teams to ensure smooth operations- Guide branches/business partners in implementing new processes/productsExecutive Assistant- Support the CEO and assist other executives as needed to achieve company goals efficiently- Improve internal processes, coordinate resources, and manage communication- Plan and prioritize tasks to meet executive needs and uphold organizational standards
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Assistant Vice President – Information and Product Management
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Mar 2019 - Oct 2023
My key responsibilitiesUnderstanding & analyzing the business requirementsPreparing the Business Requirement Document (BRD)Assigning responsibilities, setting deadlines and managing progress of software/product developmentOverseeing the development of prototypes and wire framesCo-ordinate between Agencies, Tech teams and Business teamsLiaising with various intermediaries and regulatorsUser Acceptance Testing (UAT) & Functionality testingConstant enhancements of the digital asset after ‘Go-Live
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India
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Financial Services
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700 & Above Employee
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Deputy Manager Operations - Training
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Oct 2012 - Mar 2019
Managing a team for handholding New Business PartnersPlanning, managing, implementing annual and mid-term PAN-India training schedulesProviding strategic and operational planning input for the regional operations and product development, providing various critical MIS, report progress and results to senior management.Driving knowledge & skill improvement process among team membersHandling SEBI, Exchange and Depository Audits
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Area Operations Manager
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Feb 2010 - Sep 2012
Manage and ensure high levels of client servicing, Strategic and operational planning input for the regional operations and product development,Undertake regular Compliance and Surveillance activities
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Senior Operations - Risk management
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Jul 2007 - Jan 2010
Risk Management ( Equity, Commodity and FX )
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Risk executive
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2005 - 2007
Analyzing key exposures - Intra-day monitoring of margin short-fall cases and extra leveraged positionsWorking on the development and functioning of Surveillance of the ONLINE trading terminalsPreparing limits sheet at regular intervals – reviewing trader requests for approvals for increase in intra-day exposures
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Education
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2013 - 2014Government Law College, Mumbai
Post Graduate Diploma in Securities Law, Securities Law -
2001 - 2004Gujarat University
Bachelor of Business Administration (B.B.A.), Finance -
1995 - 2001St Xavier's Mirzapur Ahmedabad
Commerce -
1987 - 1994Birla High School (formerly Hindi High School) - Calcutta
Junior School
Suggested Services
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Industry Focus. “Financial Services”
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References
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