Experience

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  LLB Swiss Investment AG

  • Zürich, Schweiz

  • Risiko- & Compliance-Manager

    • Jan 2021 - Present
    • Zürich, Schweiz

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  • Android Programming

    • Jul 2018 - Dec 2020

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  Credit Suisse AG

  • Compliance Officer

    • Mar 2017 - Jun 2018

    - Acting as an entry point for all Compliance-related questions of the Real Asset Lending business area (Aviation / Ship / Export / Real Estate Finance)- Performing various risk assessments and reviews- Participating in diverse projects (e.g. set-up of a comprehensive ship due diligence framework)

  • Business Risk Manager

    • May 2012 - Feb 2017

    - Participating in various regulatory change- and run-the-bank activities (related to Investment Suitability & Appropriateness - MIFID / CISA, Dodd Frank / Volker, FATCA etc.)- Carrying out / coordination of activities related to the internal OpRisk control framework (incident management, Risk and Control Assessment, supervisory controls, risk reporting etc.), Sarbanes-Oxley (SOX), Business Continuity Management etc. - Advising and assisting senior / line management and staff in OpRisk related matters

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  Credit Suisse Trust & Life

  • Zürich, Schweiz

  • Business Risk Manager

    • Jun 2008 - Apr 2012
    • Zürich, Schweiz

    - Management of operational risks for CST (incl. Life Insurance)- Implementation and maintenance of CST’s risk reporting- Leading / participating in operational risk related projects- Writing operational risk related policies and guidelines

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  UBS Investment Banking

  • Zürich, Schweiz

  • Operational Risk Analyst

    • Jan 2005 - Aug 2008
    • Zürich, Schweiz

    - Identification, assessment, reporting and monitoring of operational risk for the product areas ETD, Investment Funds, Securities Lending & Borrowing, Repo, Precious Metals, Banknotes and Data Management- Chairing regular risk meetings with senior and line management- Training staff and management on operational risk and SOX- Advising and assisting senior and line management in operational risk related aspects

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  Credit Suisse

  • Switzerland
  • Banking
  • 700 & Above Employee

  • Project Manager / Business Analyst

    • Feb 2000 - May 2004

    - Implementation of KYC and automated transaction monitoring: responsible for overall project management and representation of Operations with regard to the implementation of provisions of the Swiss Money Laundering Ordinance- Implementation of Siebel CRM system: responsible for process design and documentation, data migration and user trainings- Leading several smaller projects- Support and maintenance tasks

  • Management Assistant / Project Manager

    • Sep 1997 - Jan 2000

    • Leading / participating in several business and IT projects• Interim team head of ‘Electronic formality processing’• EDP support