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Mark Davies is a seasoned finance professional based in New York, New York, with a strong educational foundation in the UK. He holds a degree from the University of Exeter (1986-1989), a testament to his academic prowess. Throughout his career, Mark has demonstrated expertise in various financial areas, including securities and accounting. He has obtained key certifications from FINRA, including the SIE Securities Industry Essentials Examination, Series 63, Series 24, and Series 7. Additionally, he is a Fellow of the Institute of Chartered Accountants in England, a distinction earned in 1992.

Credentials

  • SIE Securities Industry Essentials Examination
    FINRA
    Oct, 2018
    - Apr, 2026
  • Series 63
    FINRA
    Aug, 2012
    - Apr, 2026
  • Series 24
    FINRA
    Jul, 2012
    - Apr, 2026
  • Series 7
    FINRA
    Jun, 2002
    - Apr, 2026
  • Fellow of the Institute of Chartered Accountants in England
    ICAEW
    Sep, 1992
    - Apr, 2026
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Education

  • 1986 - 1989
    University of Exeter

Suggested Services

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Industry Focus. “Accounting and Auditing”

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