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Marc Schindelheim profile image

Marc Schindelheim

Senior Consultant On Bsa/Aml And Sanc... at Pricewaterhousecoopers
Intro Book
Seasoned risk management expert with 30+ years of experience in financial services, insurance, and corporate law.
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Location
White Plains, New York, United States...
Skills
  • Risk Management
  • Financial Services
  • Insurance
  • Series 7
  • Corporate Law
  • Show all
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Bio

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Marc Schindelheim is a seasoned professional with expertise in Risk Management, Financial Services, Insurance, and Corporate Law. He has 30+ years of experience in various roles, including Senior Consultant on BSA/AML and Sanctions Audits, Senior Insurance and Compliance Attorney, and FINRA Dispute Resolution Arbitrator. He holds degrees from New York University, St. John's University, and State University of New York at Stony Brook. He is certified in CAMS, FINRA Series 24, and FINRA Series 7. Marc has worked with top companies, including PricewaterhouseCoopers, Regulatory, Legal and Compliance matters, and Financial Industry Regulatory Authority (FINRA).

Credentials

  • CAMS Certification
    -
    Jan, 2013
    - Jun, 2026
  • FINRA Series 24
    -
    Nov, 1999
    - Jun, 2026
  • FINRA Series 7
    -
    Sep, 1999
    - Jun, 2026

Experience

  • Pricewaterhousecoopers
    • Senior Consultant On Bsa/Aml And Sanctions Audits
  • PricewaterhouseCoopers
    • Greater New York City Area
    • Senior Consultant on BSA/AML and Sanctions Audits
      • Sep 2019 - Present
      • Greater New York City Area

      Conducts BSA/AML and OFAC Sanctions policy and procedures design and operational effectiveness testing and regulatory finding validation for banks and subsidiary B/Ds and trusts.

  • Regulatory, Legal and Compliance matters
    • Senior Insurance and Compliance Attorney with demonstrated success
      • 2012 - Present
  • Financial Industry Regulatory Authority (FINRA)
    • Greater New York City Area
    • FINRA Dispute Resolution Arbitrator
      • Oct 2014 - Present
      • Greater New York City Area
  • Madison Consulting Group
    • Jersey City, New Jersey
    • Senior Consultant - Anti-Money Laundering
      • May 2014 - Present
      • Jersey City, New Jersey

      Senior consultant at leading global investment banks – AML/KYC Projects

  • PricewaterhouseCoopers
    • New York, NY and McLean, VA
    • Senior Consultant
      • Jan 2017 - Mar 2017
      • New York, NY and McLean, VA

      Performed quality control reviews of BSA work items produced by the investigations team to ensure they met the requisite quality standards as prescribed by policy and regulations. Reviewed alerts and prepared SARs when suspicious activity was identified.

  • UPRR, LLC
    • Greater New York City Area
    • Senior Consultant
      • 2013 - 2014
      • Greater New York City Area

      Provided legal and business support to the nation's leading full-service unclaimed property firm.

  • New York Life Insurance Company
    • Assistant General Counsel; Corporate Vice President
      • 1995 - 2012

      Responsible for advising business areas on legal aspects of new and in-force product distribution and producer sales issues. Re-engineered and led compliance division that investigated and resolved customer complaints and regulatory inquiries.

  • Office of the Comptroller of the City of New York
    • New York City
    • Associate General Counsel
      • 1990 - 1994
      • New York City

      Conducted compliance reviews, risk assessments and audits of municipal contracts. Represented the Comptroller as member of the NYC Franchise and Concession Review Board.

  • Office of the District Attorney of Kings County
    • Brooklyn, New York
    • Assistant District Attorney
      • 1976 - 1990
      • Brooklyn, New York

      Bureau Chief of 10 attorney criminal trial bureau. Prosecuted hundreds of felony and misdemeanor crimes. Conducted trials, negotiated plea offers, responded to defense motions, and argued at evidentiary hearings.

Education

  • New York University
  • St. John's University
  • State University of New York at Stony Brook

Suggested Services

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Industry Focus. “Financial Services”

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