Experience

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  Osterweis Capital Management

  • San Francisco Bay Area

  • Independent Director

    • May 2022 - Present
    • San Francisco Bay Area

    Providing advisory services to a well respected asset management firm that has been serving the needs of high net worth families, foundations and corporations for over 40 years.

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  Northern Trust Corporation

  • United States
  • Financial Services
  • 700 & Above Employee

  • Executive Vice President

    • Apr 2012 - Mar 2022

    I am responsible for Northern Trust's Wealth Management business in the Central Region. This includes oversight of the region's investment management, banking and fiduciary practices.

  • CEO and Global Head of Business Practices and Client Segments

    • Mar 2011 - Apr 2012

    I oversaw Wealth Management’s professional business practices (investment management, private banking, personal trust and advisory services) as well as Wealth Management’s core client segments (Wealth Advisory, Private Client Services and Foundations & Institutional Services). I was also responsible for the business unit's sales and marketing functions.

  • President and CEO in Southwest Region

    • Apr 2009 - Mar 2011

    I was responsible for the Wealth Management business in the Southwest region, overseeing the firms investment management, banking and investment fiduciary business for Arizona, Colorado and Texas.

  • National Director of Wealth Advisory Services

    • Sep 2008 - Apr 2009

    Oversaw the build out and provide national leadership for the firms ultra high net worth client segment.

• 

  JPMorgan Chase

  • CEO Private Client Services

    • May 2003 - Jun 2008

    As Chairman and CEO of JPMorgan Private Client Services, I was responsible for the firm's wealth management business that served high net worth individuals in the United States and managed over $120 billion in client assets. In addition, I was a member of the JPMorgan Chase Executive Committee and a member of the JPMorgan Asset Management Operating Group. I also served as a trustee to the JPMorgan Employee Investment Plan which provided oversight for the firm's pension plan and 401k plan assets.

• 

  Smith Barney

  • Executive Vice President & Regional Director

    • Sep 1989 - May 2003

    Executive Vice President and Regional Director for a six state (30 office) network of Smith Barney locations throughout the Midwest and Southeast United States. Prior to assuming that role in 1995, I served almost six years as the Managing Director of Smith Barney's business in Arizona.