Bio
Generated by
Topline AI
Lauren Reichner is a seasoned finance professional with 13 years of experience in equities, fixed income, and securities regulation. She has held senior roles in compliance and operations, including Compliance Director and Regulatory Analyst. Lauren holds a Bachelor of Science degree in Marketing and Logistics from the University of Maryland and is certified in Series 7, 53, and 55.
Credentials
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Series 53
FINRA -
Series 55
FINRA -
Series 7
FINRA
Experience
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United States
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Financial Services
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700 & Above Employee
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Compliance Director - Fixed Income Capital Markets
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Jan 2021 - Present
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Compliance Manager - Municipal Compliance Group
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Sep 2015 - Jan 2021
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Member of the SIFMA Compliance and Legal Future Leaders Committee
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Apr 2020 - Jun 2023
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Legal Compliance Supervisor
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Sep 2014 - Sep 2015
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Compliance Analyst
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Jun 2012 - Sep 2014
Equity trading surveillance.
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Regulatory Analyst- Market Regulation
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Oct 2010 - Jun 2012
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Fixed Income Operations Associate
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Dec 2005 - Oct 2010
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Education
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2001 - 2005University of Maryland - Robert H. Smith School of Business
Suggested Services
This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection
Industry Focus. “Financial Services”
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