Experience

• 

  ASB Bank

  • Auckland, New Zealand

  • Head of Financial Crime Compliance

    • Jun 2015 - Nov 2017
    • Auckland, New Zealand

    Leading the group Financial Crime Compliance team, which includes AML/CFT, Sanctions, Fraud, FATCA, CRS/AEOI and Anti-bribery and Corruption.

• 

  Deutsche Bank

  • Germany
  • Financial Services
  • 700 & Above Employee

  • Global KYC Review APAC Lead

    • Jul 2013 - Jun 2015

    APAC Lead of a €17m project to perform KYC/AML control reviews on the global branch structure. Managed a global team to work to an aggressive timeline, to successfully deliver in-depth cross business KYC/AML reviews in Malaysia, Singapore, Vietnam, Canada, China and Japan.

  • APAC Client Onboarding Transformation Lead

    • Jan 2015 - Apr 2015

    APAC Lead for a two year €45m global project to implement transformation of the client onboarding location footprint of 1100 staff and organisational structure towards a substantially revised model based on global consolidation with significant restructuring to improve control and quality.

• 

  Deutsche Bank

  • Germany
  • Financial Services
  • 700 & Above Employee

  • Global Head of Risk and Controls for Derivatives Operations and Client Business Services

    • Aug 2012 - Oct 2013

    Global Head of the Deutsche Bank global Derivatives and Client Business Services providing management of a robust control environment.

  • COO Business Manager - Client Business Services

    • Mar 2012 - Aug 2012

    COO Business Manager providing cost and resource transparency for a €120m division with 1,300 staff providing client business services across the investment bank.

• 

  ANZ

  • Melbourne, Australia

  • Business Partner - Group Risk

    • Aug 2009 - Apr 2011
    • Melbourne, Australia

    Key financial relationship manager for the AUD250m Group Risk division providing risk management across the bank. Providing strategic financial insight and advice to the Group Risk business in order to drive business performance.

• 

  Credit Suisse

  • Switzerland
  • Banking
  • 700 & Above Employee

  • Assistant Vice President

    • Apr 2007 - Dec 2008

    New business initiatives APAC lead for the Financial Accounting and Product Control divisions. Devise implementation strategies and solutions for new business initiatives and ensure intatives are effectively supported and project managed.

  • Assistant Vice President

    • Oct 2006 - Mar 2007

    Management of a team of financial accountants of the financial control of 52 Specialist Entities. Including management of the production of statutory accounts, annual external audit, month-end/quarter-end/year-end financial reporting requirements.

• 

  Barclays Capital

  • Singapore

  • Assistant Vice President

    • Feb 2005 - Sep 2006
    • Singapore

    Management of the Bank of England statistical reporting, including line managing a team responsible for the production of the automated and non-automated portions of the balance sheet.

• 

  Ernst & Young

  • Auckland, New Zealand

  • Corporate Services - Expatriate Tax Manager, Senior Tax Consultant & Quality and Risk Officer

    • Feb 2002 - Jan 2005
    • Auckland, New Zealand

    Quality & Risk Officer - performance of 6-monthly quality & risk review of client records and documentation and presentation of key gaps in quality and control to Senior Partners. Developed and implemented processes to guide staff to prepare client records and documentation appropriate for audit and/or tax authority review. Prepare and provide quality & risk training for all new staff and regular training for all staff.Expatriate Tax Manager - Sole charge of 150 expatriate clients, including managing, supervising, and training a team of junior staff to provide expatriate tax consulting and compliance services.Senior Tax Consultant - Assisted corporate clients with issues in relation to audits and disputes with Inland Revenue, commercial transactions, and asset planning and structuring and monitoring tax compliance and providing solutions to clients for a wide range of technical issues.