Experience

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  Sovereign Corporate Services MENA

  • United Arab Emirates
  • Financial Services
  • 1 - 100 Employee

  • Compliance Officer

    • Jun 2021 - Present

  • Compliance Administrator

    • Mar 2016 - Jul 2021

     Ensures that the highest standards of due diligence process are applied to combat money laundering and terrorist financing Screening against sanction and watch lists Checks the completeness and verify the correctness of KYC documents through various search methods. Prepares Risk Assessment Reports

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  Tanfeeth

  • Dubai, United Arab Emirates

  • Compliance Specialist

    • Apr 2015 - Mar 2016
    • Dubai, United Arab Emirates

     Reviews existing Wholesale Banking Group accounts and identify gaps or discrepancies Ensures all required documents and details such as valid identification documents, FATCA form, Ownership structure and ultimate beneficial owner(s)are requested and obtained from clients and Relationship Managers (RMs). Follows-up through e-mail and phone calls to RMs and clients (depending on client sensitivities)and collect required documents from them. Maintains relevant MIS on end-to-end CDD process from client request to completion. Conducts World-Check / Online Watch List on all account related parties.

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  China Banking Corporation (Imports Department)

  • Philippines

  • Foreign Trade Assistant

    • May 2010 - Dec 2014
    • Philippines

     Processes incoming documentary collections, reviews collection instruction cover against documents for consistency and if in compliance with UCP 522. Advises clients, account officers, and branches regarding the status of their collection accounts Communicates with other banks (Correspondent, Advising, Issuing, Beneficiary) thru S.W.I.F.T (MT202 , MT103, MT999, MT799, MT412 etc) Prepares majority of reports regulated by the Central Bank of the Philippines  Checks the Daily Trial Balance Reports