Experience

• 

  Sigma Financial Corporation

  • United States
  • Financial Services
  • 100 - 200 Employee

  • Private Wealth Manager at Touch Financial Group

    • Apr 2023 - Present

  • Private Wealth Manager

    • Jun 2014 - Apr 2023

    Northfield, IL Securities offered through Sigma Financial Corporation, member FINRA (FINRA.org) and SIPC (SIPC.org). Investment Advisory services offered through Sigma Planning Corporation, a Registered Investment Advisor. UPSTREAM INVESTMENT PARTNERS is independent of Sigma Financial Corporation and Sigma Planning Corporation.Content is strictly for general purposes and is not an offer to sell or solicit any security. For regulatory purposes, we cannot respond to e-mails through this site and any individualized follow-up involving either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where the registered representative is not registered. Third-party posts found on this profile have not been reviewed for accuracy or completeness by nor do they reflect the views of Sigma Financial Corporation or Sigma Planning Corporation. Furthermore, to ensure compliance with certain SEC and FINRA rules, we do not use client testimonials on social media sites; this includes receiving and/or posting recommendations or endorsements.

• 

  Lincoln Park Financial Group, LLC

  • Chicago, IL

  • Financial Advisor & VP

    • May 2004 - Jun 2014
    • Chicago, IL

• 

  Commonwealth Financial Network

  • Chicagoland area

  • Financial Advisor

    • May 2004 - Jun 2014
    • Chicagoland area

• 

  LPL Financial

  • Chicago, IL

  • Financial Consultant

    • 2003 - 2004
    • Chicago, IL

• 

  AXA Advisors

  • Chicagoland area

  • Financial Advisor/Reg. Rep.

    • 1971 - 2003
    • Chicagoland area