Experience

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  Mobius Life Limited

  • London, England, United Kingdom

  • Non Executive Director

    • Jul 2020 - Present
    • London, England, United Kingdom

    Notified iNED for Mobius Life Group Ltd, Mobius Life Ltd and Mobius Life Administration Services Ltd. Member of the Mobius Life Group Audit, Risk & Compliance Committee.

• 

  Bath Building Society

  • United Kingdom
  • Financial Services
  • 1 - 100 Employee

  • Non Executive Director

    • Jan 2021 - Present

    Board iNED and Chair of Bath Building Society. Previously Chair of the Risk Committee (May 2022 to January 2023).

  • Chair of Bath Building Society

    • Jan 2023 - Present

• 

  Barclays UK

  • United Kingdom
  • Banking
  • 700 & Above Employee

  • Compliance Director, Current Accounts, FX, Insurance and Mobile Payments, Barclays UK

    • Jun 2017 - Feb 2020

    Support Current Accounts, FX, Insurance and Mobile Payments CouncilsCompliance, Conduct and Risk Oversight Compliance lead for CMA Open Banking/PSD2 Global Fraud Council - UK and USARegulatory Change Committee

  • Compliance Director, Personal Banking Barclays

    • Apr 2015 - Jun 2017

    Lead Compliance for Premier BankingCouncil memberRisk Oversight BoardPCB Regulatory Change ForumPremier Banking:Premier UK and International BankingPremier UK and International DistributionPrivate ClientsStockbrokersSavings and premier propositions

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  Partnership

  • London, United Kingdom

  • Director of Compliance

    • Aug 2013 - Apr 2015
    • London, United Kingdom

    Leading the Compliance function at Partnership, with responsibility for Anti-Money Laundering and Data Protection as well. Approved person CF10 & CF11.

• 

  Tesco Bank

  • Edinburgh, United Kingdom

  • Compliance Director

    • Apr 2012 - Jul 2013
    • Edinburgh, United Kingdom

    Leading the Compliance and Regulatory Risk Function at Tesco Bank. Approved person CF10 and CF10a (client money) and Data Protection Officer.Member of the TFC and Risk Management Committee; Attendee at the Audit and Risk Committees.Intergral role in managing the regulatory relationship with the PRA and FCA.Redesigned and grew the Regulatory Risk Department

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  Canada Life

  • Canada
  • Insurance
  • 700 & Above Employee

  • Compliance Director

    • Dec 2010 - Apr 2012

    Also Data Protection Officer, Money Laundering Reporting Officer and responsible for Financial Crime prevention. CF10 and CF11 for Canada Life Limited and Canada Life Asset Management Limited.FSA, Isle of Man, Channel Islands, Canadian and Hong Kong regulatory oversight.

  • Strategy Director

    • Jan 2010 - Dec 2010

  • Marketing Director

    • Nov 2008 - Jan 2010

    Took on the additonal responsibility of the Marketing team for on and offshore Wealth Management.

  • Customer Relationship Director

    • Jan 2003 - Oct 2008

    Ran onshore Wealth Management division, which incorporated support to the sales team, quotes, new business and servicing.

  • Group Compliance Officer

    • Sep 2001 - Dec 2002

    Compliance Officer for the Group of CLL companies.

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  Deloitte

  • Senior Manager

    • Feb 2000 - Aug 2001

• 

  Financial Services Authority

  • Manager, Supervision

    • 1995 - 2000

    Conduct of Business Supervision for Banks, Life Offices, Asset Management firms and IFAs