Bio
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Topline AI
Jim Waters is a seasoned professional with 26+ years of experience in investments, commercial aviation, and sales operations, complemented by education in creative writing and experience in office administration, policy writing, and youth development.
Experience
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LPL Financial
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Remote
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Branch Examiner
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Aug 2021 - Dec 2023
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Remote
Currently retired.
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Premier Planning Group, Inc.
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Cincinnati
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Chief Operating Officer
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Apr 2019 - Aug 2021
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Cincinnati
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Touchstone Investments
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Cincinnati
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Senior Director, Retail Business Development
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Sep 1992 - Apr 2019
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Cincinnati
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Charles Schwab
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Cincinnati
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Senior Financial Advisor
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Sep 1987 - Sep 1992
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Cincinnati
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Prudential-Bache, Inc.
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Cincinnati
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Financial Advisor
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Jan 1987 - Sep 1987
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Cincinnati
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Kidder Peabody
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Cincinnati
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Junior Financial Advisor
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May 1985 - Dec 1986
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Cincinnati
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E.F. Hutton & Co. Inc.
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Cincinnati
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Operations Manager
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Feb 1982 - May 1985
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Cincinnati
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Simon & Schuster
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New York City
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Editorial Assistant
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Jan 1980 - Jan 1982
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New York City
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Education
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1975 - 1979Miami University
Suggested Services
This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection
Industry Focus. “Investment Banking”
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