Experience

• 

  Iron Triangle Partners LP

  • Greater New York City Area

  • Director of Operations / Controller

    • Apr 2019 - Present
    • Greater New York City Area

• 

  Precocity Capital

  • Stamford, CT

  • Director Of Operations

    • Feb 2016 - Mar 2019
    • Stamford, CT

• 

  Harbor Bridge Capital Management

  • Greater New York City Area

  • Head of Operations

    • May 2011 - Dec 2015
    • Greater New York City Area

• 

  Sandton Capital Partners

  • Greater New York City Area

  • Controller

    • Sep 2010 - Apr 2011
    • Greater New York City Area

    • In-charge of all back-office functions for a fund with assets over $60 million invested in distressed assets.• Areas of oversight include operations, accounting, investor relations and human resources.• Responsible for setting up bank accounts and brokerage accounts.• Responsible for tracking and calculating capital call and distribution notices, ad-hoc internal and investors requests and quarterly partners capital account statements. Review packages provided by outside fund administrators.• Responsible for completion of year-end audits and ensuring auditors have all the necessary information to complete the audit on timely basis;• Monitoring and maintaining cash ledger for all 6 funds and reviewing cash balances on daily basis.• Maintaining and monitoring all the loans in Mortgage Office systems and sending out borrowers statements and tracking of payments. Follow-up with borrower’s who are late on payments.

• 

  SDS Capital

  • Old Greenwich, Connecticut

  • Director of Operations

    • Dec 2005 - Aug 2010
    • Old Greenwich, Connecticut

    • Managed back-office and mid-office functions for an investment manager with assets over $300 million under management invested in long/short equity (including quantitative strategies), private equity, convertible instruments, various derivatives and PIPEs (Private Investment in Public Equity).• Supervise team in daily reconciliation of transactions between prime broker, fund administrator, custodian accounts, swap counterparties• Understand and process trade activity in accordance with established operations policies and procedures• Designed and developed a daily profit and loss system in excel using interactive financial models and macros• Monitor and process corporate actions, prepare dividend reconciliation and resolve open payables/receivables. Understand and minimize risk associated with breaks • Monitor SEC filing status on a timely basis and preparation and filing of forms 13G, 13D, 13F, Form 3, Form 4 using the Edgar Ease software• Review daily profit and loss, analyze and review all market to market changes and pricing variances • Provide month end profit and loss estimates to investors• Assisting fund administrators and accounting to review and finalize net asset valuation for all funds. Also providing support in preparation and distribution of weekly and monthly performance reports to investors.• Tracking of subscriptions and redemptions

• 

  Viteos Capital Market Services Limited

  • Assistant Manager

    • Feb 2004 - Nov 2005

    • Processed conversion, warrant exercise. Followed up with the company, transfer agent and the prime broker to ensure the delivery of shares.• Generated various reports to reconcile the data in the prime broker, executing broker and the trader systems to troubleshoot issues.• Ensured proper allocation and accounting of trades between side pockets, review of holdings across side pockets and reporting on aberrations & hot issues.• Monitored and reported on receipt and movement of physical securities (warrants, common stock, preferred stock, etc.) and DWAC credits on conversion, allotment, etc.• Identified areas for potential improvement, automation, and value added processes to produce a superior offering.

• 

  JP Morgan Chase

  • Team Member

    • Mar 2003 - Jan 2004

    Working in Global Credit Risk Management (GCRM) department handling Asia Pacific locations.

• 

  Refco-Sify Securities India Pvt. Ltd.

  • Executive - Risk Management

    • Aug 2001 - Feb 2003

    Man Financial-Sify (Formerly RefcoSify) Securities India Pvt. Ltd. offers online trading facilities in National Stock Exchange (NSE) derivatives segment. The site is the first in India to offer online derivatives trading (Index & stock based Futures & Options). The site content gets generated from various sources and all the data on the site gets personalized depending on the user status. The clients can get market trend in graphical display, current news, the research reports and the live NSE quotes in market watch. Client can place orders through the trading screen. For fund transfer the bank interface is provided to users.