Bio
Credentials
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Futures Specialist
Securities and Futures InstituteJan, 2010- Apr, 2026 -
Securities Investment Trust and Consulting Professionals
Securities and Futures Institute -
Senior Securities Specialist
Securities and Futures Institute
Experience
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System Analyst
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Jun 2020 - Present
● Coordinate with internal and external stakeholders to establish project scope, system goals, and requirements.● Gather requirements, analyze AS-IS processes and design TO-BE business flows less or within projected timeline.● Translate requirements into functional specifications for developers and test engineers less or within projected timeline.● Actively assist Project Manager to enable SA Team to deliver FRS within projected timeline.
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Assistant Manager - Dealing Department
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May 2017 - Nov 2018
● Deputy of Head of Dealing● Executed trade orders including equities, forex, bonds, futures, fund of funds, and funding● Acted as a super user of order and execution management system (TOM Project)● Managed trading volume and counterparty credit limit, and reviewed brokers and counterparties● Collaborated with IT to develop and enhanced existing systems● Complied with regulations/rules and amended internal policies
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Assistant Manager - Dealing Room
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Apr 2014 - May 2017
● Deputy of Head of Dealing● Executed trade orders including equities, forex, bonds, fund of funds, and funding● Monitored/Managed cash flows and ensured outstanding positions compliant with credit lines● Managed trading volume and counterparty credit limit, and reviewed brokers and counterparties● Complied with Taiwan regulations/rules and amended internal policies● Collaborated with IT to develop and improve systems● Worked with Risk and Compliance to monitor pre-trade and post-trade checks● Supported front and middle office operations
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Assistant Manager - Dealing Room
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Jul 2013 - Apr 2014
Joint venture asset manager of BNP Paribas Investment Partners and Taiwan Cooperative Bank.● Deputy of Head of Dealing● Collaborated with IT to enhance and improve order management system and investment accounting system● Complied with Taiwan regulations/rules and amended internal policies
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Dealer - Dealing Room
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May 2011 - Jun 2013
● Built up and standardized the dealing process● Executed trade orders including equities, forex, bonds, fund of funds, and funding● Managed cash flows and ensured outstanding positions compliant with credit risk rules● Deputy of Head of Dealing● Managed trading volume and counterparty credit limit, and reviewed brokers and counterparties● Complied with Taiwan regulations/rules and drafted internal policies● Collaborated with Risk, Legal Compliance and IT● Supported front and middle office operations
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Dealer - Dealing Department
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Oct 2007 - Apr 2010
● Was familiar with Taiwan fixed income markets and Taiwan SITE legal framework● Executed bond trades and funding● Monitored and managed cash flows● Complied with regulations/rules and clients’ guidelines● Managed brokers and counterparties● Involved in system enhancement
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Education
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2003 - 2007National Cheng Kung University
Bachelor of Business Administration (B.B.A.), Finance and Marketing
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