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Jacqueline Tzu-hsuan Lu is a seasoned finance professional with expertise in project coordination, system analysis, and trading operations. She has worked in various roles, including System Analyst, Assistant Manager - Dealing Department, and Dealer - Dealing Room, and has experience with systems enhancement, risk management, and compliance with regulations. With a Bachelor of Business Administration degree from National Cheng Kung University, she has developed strong analytical and problem-solving skills. She is also certified as a Futures Specialist, Securities Investment Trust and Consulting Professionals, and Senior Securities Specialist by the Securities and Futures Institute.

Credentials

  • Futures Specialist
    Securities and Futures Institute
    Jan, 2010
    - Apr, 2026
  • Securities Investment Trust and Consulting Professionals
    Securities and Futures Institute
  • Senior Securities Specialist
    Securities and Futures Institute

Experience

    • System Analyst
      • Jun 2020 - Present

      ● Coordinate with internal and external stakeholders to establish project scope, system goals, and requirements.● Gather requirements, analyze AS-IS processes and design TO-BE business flows less or within projected timeline.● Translate requirements into functional specifications for developers and test engineers less or within projected timeline.● Actively assist Project Manager to enable SA Team to deliver FRS within projected timeline.

    • Assistant Manager - Dealing Department
      • May 2017 - Nov 2018

      ● Deputy of Head of Dealing● Executed trade orders including equities, forex, bonds, futures, fund of funds, and funding● Acted as a super user of order and execution management system (TOM Project)● Managed trading volume and counterparty credit limit, and reviewed brokers and counterparties● Collaborated with IT to develop and enhanced existing systems● Complied with regulations/rules and amended internal policies

    • Assistant Manager - Dealing Room
      • Apr 2014 - May 2017

      ● Deputy of Head of Dealing● Executed trade orders including equities, forex, bonds, fund of funds, and funding● Monitored/Managed cash flows and ensured outstanding positions compliant with credit lines● Managed trading volume and counterparty credit limit, and reviewed brokers and counterparties● Complied with Taiwan regulations/rules and amended internal policies● Collaborated with IT to develop and improve systems● Worked with Risk and Compliance to monitor pre-trade and post-trade checks● Supported front and middle office operations

    • Assistant Manager - Dealing Room
      • Jul 2013 - Apr 2014

      Joint venture asset manager of BNP Paribas Investment Partners and Taiwan Cooperative Bank.● Deputy of Head of Dealing● Collaborated with IT to enhance and improve order management system and investment accounting system● Complied with Taiwan regulations/rules and amended internal policies

    • Dealer - Dealing Room
      • May 2011 - Jun 2013

      ● Built up and standardized the dealing process● Executed trade orders including equities, forex, bonds, fund of funds, and funding● Managed cash flows and ensured outstanding positions compliant with credit risk rules● Deputy of Head of Dealing● Managed trading volume and counterparty credit limit, and reviewed brokers and counterparties● Complied with Taiwan regulations/rules and drafted internal policies● Collaborated with Risk, Legal Compliance and IT● Supported front and middle office operations

    • Dealer - Dealing Department
      • Oct 2007 - Apr 2010

      ● Was familiar with Taiwan fixed income markets and Taiwan SITE legal framework● Executed bond trades and funding● Monitored and managed cash flows● Complied with regulations/rules and clients’ guidelines● Managed brokers and counterparties● Involved in system enhancement

Education

  • 2003 - 2007
    National Cheng Kung University
    Bachelor of Business Administration (B.B.A.), Finance and Marketing

Suggested Services

This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection

Industry Focus. “Information Technology & Services”

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