Experience

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  Capital Markets Authority- Uganda

  • Uganda
  • Capital Markets
  • 1 - 100 Employee

  • Market Supervision Officer

    • Sep 2020 - Present

    Responsible for:Reviewing Applications for Approvals, Licenses, Recognition of Foreign Schemes, and License RenewalsConducting Financial Analysis of Licensed Market IntermediariesRelationship Management for Licensed Market IntermediariesCompliance Management of Licensed Market IntermediariesConducting inspections of Licensed and Approved Market IntermediariesHandling complaints from market intermediaries, issuers and the investing public.

  • Acting Senior Market Supervision Officer-Licensing

    • Jul 2023 - Feb 2024

    1. Assess and evaluate new applications for licensing in accordance with the regulatory framework.2. Assess and evaluate new applications for approvals and authorizations in accordance with the regulatory framework.3. Advise potential candidates for licensing and approvals with a view of facilitating the licensing and approval processes within the Regulatory Framework and applicable standards;4. Conduct financial analysis and examination of financial statements for new applications and approvals 5. Support offsite and onsite inspections of intermediaries in line with the inspection plan and timetable 6. Identify gaps in the regulatory framework and recommend changes for amendment. 7. Train, mentor and supervise market supervision officers.8. Undertake technical reviews for proposed rule changes/ amendments, corporate actions and other approvals and provide comments to DMS

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  Capital Markets Authority- Uganda

  • Kampala, Central Region, Uganda

  • Gradute Trainee

    • Aug 2018 - Jul 2020
    • Kampala, Central Region, Uganda