Bio
Experience
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Of Counsel
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Jan 2010 - Present
Serve as counsel for broker-dealers in compliance and regulatory matters; for issuers and broker-dealers in private financing; and for entities and individuals who are subject to regulatory investigations at the state and federal level. Assist with matters of corporate compliance.
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Director, Corporation & Securities Bureau
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Jan 1973 - Dec 1977
Director of the Bureau, supervising securities, corporation, other entities, franchise, etc.
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Trial Attorney
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Sep 1966 - Jan 1972
Investigated and brought proceedings on behalf of the SEC
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Education
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1961 - 1964Northwestern University School of Law
Doctor of Law (J.D.), Law -
1957 - 1961Michigan Technological University
Bachelor of Science (B.S.), Accounting
Suggested Services
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