Experience

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  Humana

  • La Crosse, Wisconsin, United States

  • Accountant II

    • Dec 2023 - Present
    • La Crosse, Wisconsin, United States

    Family Care

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  Inclusa

  • United States

  • Staff Accountant

    • Apr 2016 - Dec 2023
    • United States

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  AnchorBank

  • Madison, Wisconsin Area

  • Senior Accountant - Investments

    • Oct 2011 - Feb 2016
    • Madison, Wisconsin Area

    Responsibilities includes accounting for bank's investment portfolio, fixed assets, swaps, CDARS, student loan, prepaid and daily bank reconciliations. Assists in preparation of 10K/Q and call report.

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  U.S. Bank

  • Milwaukee, Wisconsin

  • Mutual Fund Compliance Supervisor I

    • Apr 2008 - Jul 2011
    • Milwaukee, Wisconsin

    Prepared/reviewed mutual fund compliance; board books; dividend distributions; shareholder reports and SEC filings.

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  AIG Bank

  • Wilmington, DE

  • Senior Accountant

    • Feb 2006 - Apr 2008
    • Wilmington, DE

    Responsible for Bank's Sarbanes-Oxley and FDICIA processes; Prepares/reviews regulatory reports.

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  BNY Mellon (formerly PFPC)

  • Wilmington, Delaware

  • Manager, Fund Administration

    • Feb 2005 - Feb 2006
    • Wilmington, Delaware

    Reviewed daily entries for mutual fund expenses; SEC Form N-SAR. Leader of project to automate posting of expenses. Managed a staff of 7.

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  Robert Half Management Resources

  • Charlotte, North Carolina

  • Consultant

    • Aug 2004 - Jan 2005
    • Charlotte, North Carolina

    Responsible for Sarbanes-Oxley Section 404 audit of a manufacturer.

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  Bank of America Capital Management

  • Charlotte, North Carolina

  • Assistant Vice President, Fund Administration and Operations

    • Jan 2004 - Jun 2004
    • Charlotte, North Carolina

    Performed daily compliance of all Nations Funds, material for Board of Directors presentation. Oversaw prospectus filings.

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  Accountemps

  • Raleigh, North Carolina

  • Consultant

    • Aug 2003 - Jan 2004
    • Raleigh, North Carolina

    Prepared documentation for major international engineering and electronics firm for Sarbanes-Oxley Act, which includes performing and reviewing narratives, flowcharts and performed tests of over 60 processes within business cycle.

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  AIG Sun America Asset Management Corp

  • Houston, Texas

  • Manager, Mutual Fund Administration

    • Feb 2003 - May 2003
    • Houston, Texas

    Reviewed shareholder reports and SEC filings; trained staff in financial statement preparation; managed a staff of 7 professionals

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  London Pacific Life & Annuity Co.

  • Raleigh, North Carolina

  • Director of Mutual Fund Operation

    • Oct 1996 - Dec 2002
    • Raleigh, North Carolina

    Monitored SEC & IRS compliance of variable annuity sub-accounts; prepared material for board of directors; prepared annual & semi-annual reports, tax returns and SEC filings; leader in implementing Sarbanes-Oxley Act and reviewed NAV calculations on a daily basis.

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  First Data Investors Services Group

  • Westborough, Massachusetts

  • Fund Administrator

    • Dec 1993 - Sep 1996
    • Westborough, Massachusetts

    Prepared and reviewed tax returns, dividend distributions, board of directors reports and annual/semi-annual reports for mutual fund clints.

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  Capital House (subsidiary of Royal Bank of Scotland )

  • Boston, Massachusetts

  • Controller

    • Dec 1991 - Jun 1993
    • Boston, Massachusetts

    Prepared and reviewed financial statements on a monthly basis; reviewed private investment client's portfolio movements and notified portfolio manager of significant movements; managed a staff of 5 professionals.

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  Massachusetts General Hospital

  • Boston, Massachusetts

  • Internal Auditor

    • Oct 1990 - Dec 1991
    • Boston, Massachusetts

    Performed financial and compliance audits; presented findings to key management of departments audited.

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  Deloitte US

  • Boston, Massachusetts

  • Senior Auditor

    • Sep 1987 - Oct 1990
    • Boston, Massachusetts

    Performed & reviewed audit workpapers and tax returns; managed 2-3 staff auditors

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  John Hancock Financial Services

  • Boston, Massachusetts

  • Various

    • Nov 1976 - Sep 1987
    • Boston, Massachusetts

    Last position was with John Hancock Advisors, a mutual fund subsidiary; reviewed portfolio trades for prospectus and SEC compliance; prepared reports for portfolio managers; departments worked includes Premium-atic, Cash Control and Securities Accounting.