Experience

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  Harrington Sound Consulting

  • Toronto, Canada Area

  • Principal Consultant

    • Oct 2011 - Present
    • Toronto, Canada Area

    a division of Harrington Sound Investment Holding Company, Ltd. specializing in regulatory compliance consulting solutions for insurance/reinsurance and banking companies.

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  ResMor Trust Company

  • Toronto, Canada Area

  • Consultant

    • Mar 2011 - Sep 2011
    • Toronto, Canada Area

    Compliance consulting projects.

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  BMO Life Assurance Company

  • Toronto, Canada Area

  • Chief Compliance Officer & Chief Anti-Money Laundering Officer

    • 2009 - 2010
    • Toronto, Canada Area

    (Formerly AIG Life Insurance Company of Canada ["AIG Life"]) BMO Life Assurance Company is part of the Private Client Group ("PCG") of BMO Financial Group. PCG serves a full range of client segments from mainstream to ultra high net worth, as well as select institutional mark...

• 

  AIG Life Insurance Company of Canada

  • United States
  • Insurance
  • 700 & Above Employee

  • Chief Compliance Officer & Chief Anti-Money Laundering Officer

    • 2001 - 2009

    AIG Life was a former member company of American International Group, Inc. ("AIG"). On April 1, 2009 it was purchased by BMO Financial Group ("BMOFG"). It became an indirect subsidiary of BMOFG and its name was changed to BMO Life Assurance Company.• Implemented from inception a regulatory compliance program within the life companies.• Reported on a regular basis to management and to the Board of Directors on the implementation and state of compliance.• Revised the program in light of the changes in the needs of the organization; in the law and policies and procedures of the governments.• Developed, coordinated and participated in education and training that focused on elements of the compliance program.• Ensured that all appropriate employees and management were knowledgeable of and complied with pertinent standards.• Implemented an anti-money laundering, anti-terrorist financing compliance regime, compliant with federal laws and regulations.• Investigated and acted on matters related to compliance and took necessary corrective action.

  • Deputy Controller

    • 1998 - 2001

    • Assisted in the due diligence processes leading to the acquisition of Hartford Life Insurance Company of Canada and Norwich Union.• Assisted the controller with the financial control of the life co.

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  AIG Assurance Canada

  • Toronto, Canada Area

  • Chief Compliance Officer

    • 2001 - 2008
    • Toronto, Canada Area

    (Formerly Norwich Union Life Insurance Company (Canada) ["Norwich Union"]) Norwich Union was purchased by AIG Life on May 1, 2001 and its name was changed to AIG Assurance Canada. On October 1 2008, AIG Assurance Canada was amalgamated with AIG Life.

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  American International Company, Limited ("...

  • Bermuda

  • Senior Vice-President, Human Resources & Board Director

    • 1997 - 1998
    • Bermuda

    AICo is a member company of AIG and AIG is a world leading property-casualty and general insurance organization serving more than 88 million clients around the world. With one of the industry's most extensive range of products and services, deep claims expertise and excellent financial streng...

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  American International Company, Limited

  • Bermuda

  • Director of Payroll and Personnel Administration

    • 1993 - 1996
    • Bermuda

    • Managed the Mobile Overseas Program (MOP) which delivered compensation and remuneration to over 250 U.S. expatriates and third country nationals based in more than 50 international jurisdictions.• Managed the AIG tax equalization program working in partnership with PricewaterhouseCoopers LLP in...

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  American International Company, Limited

  • United States
  • Insurance
  • 700 & Above Employee

  • Vice-President, Joint Ventures

    • 1991 - 1991

  • Manager/Assistant Vice-President, Joint Ventures

    • 1987 - 1991

  • Accountant/Assistant Manager, Joint Ventures

    • 1985 - 1987

  • Accountant, Joint Ventures

    • 1983 - 1985

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  Peat, Marwick, Mitchell & Company

  • Windsor, Ontario

  • Staff Accountant

    • 1980 - 1982
    • Windsor, Ontario

    (Predecessor to KPMG LLP)