Bio
Credentials
-
life license qualification program (LLQP)
IFSE InstituteFeb, 2016- Jun, 2026 -
Designated registered option principle
OSC,IDA -
Partners, Directors & Senior Officers Qualifying Examination
OSC,IDA -
series 24
finra -
series 55
finra -
series 63
finra -
series 7
NASD
Experience
-
Cuso International
-
Tanzania
-
Business Management Advisor -Tanzania
-
Oct 2019 - Present
-
Tanzania
-
-
-
IG Wealth Management
-
33 yonge st suite 400
-
Associate Consultant
-
Dec 2015 - Oct 2019
-
33 yonge st suite 400
– Investors Group Financial Services Inc.:A goal without a plan is just a wish. -Antoine de Saint-ExupérySpecializing in financial planning, retirement, group benefits, and developing long-term protection of assets and tax-efficient estate planning.
-
-
-
Jennings Capital
-
33 yonge st,suite 320, Toronto,Ontario
-
President USA/ Head Trader Location: Toronto, Ontario
-
Jan 2012 - Oct 2013
-
33 yonge st,suite 320, Toronto,Ontario
Responsible for managing a team of 6 traders, institutional and retail. Member of operating committee. Extensive coverage of US and Canadian Institutional accounts. Supervisor of all US registered representatives including sales and research.
-
-
-
Stonecap Securities
-
Toronto, Canada Area
-
Co-founder Principal,Managing Director,Head of Trading
-
Jul 2009 - Sep 2010
-
Toronto, Canada Area
Negotiating an agreement with CI financial to purchase the Institutional arm of Blackmont . Creating a new company . Funding , staffing , strategic direction , and overall on hands desk management of client trading relationships.
-
-
-
Cormark Securities
-
Toronto, Canada Area
-
Institutional Equity Trader
-
Sep 2004 - Jan 2009
-
Toronto, Canada Area
Agency trader ,with focus on large North American mutual funds
-
-
-
TD
-
Toronto
-
VP,Director trading
-
Jun 1994 - Jun 2005
-
Toronto
Key team trading leader,liability and agency focused.Was leading commission generator. Transitioned into leading Agency trader with merger of Newcrest Securities . Valuable member of 3rd largest block trading team .
-
-
-
Richardson Greensheild
-
Toronto
-
VP/Director Institutional Equity Trading
-
May 1993 - Jun 1994
-
Toronto
Agency trader ,with focus on large North American mutual funds and Hedge funds
-
-
-
Mclean McCarthy Deutsche Bank
-
Toronto, Canada Area
-
Institutional Equity Trader.
-
Mar 1991 - May 1993
-
Toronto, Canada Area
Institutional Equity Sales Trader.Primarily agency relationship focused business.Responsible for developing new clients and expanding existing relationships .
-
-
-
-
Partner,Director,Co-founder,MD trading
-
Jan 1982 - Mar 1991
Head trader,Director, Member of Operating committee . Responsible for a team seven trading professionals.
-
-
Head Trader
-
1985 - 1990
-
A.E. Ames
-
Toronto, Canada Area
-
Floor trader toronto stock exchange
-
Oct 1979 - Jan 1981
-
Toronto, Canada Area
worked as a trainee phone clerk and floor trader. Organized and staffed the New york office. Acted as Interim New York block/institutional trader. Co-ordinated order flow fro Canada to the various New York stock exchanges
-
-
Education
-
1975 - 1979University of Toronto - Victoria University
Suggested Services
This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection
Industry Focus. “Non-profit Organizations”
Need a custom project? We'll create a solution designed specifically for your project.
References
Community