Experience

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  Logbank

  • Brazil
  • Financial Services
  • 1 - 100 Employee

  • Especialista em Compliane

    • Apr 2023 - Present
    • São Paulo, São Paulo, Brasil

    Realização de Due Diligence em parceiros, fornecedores e clientes. Análise regulatório dos normativos. Atendimento a Órgãos Reguladores. Atendimento a Auditorias Interna e Financeira. Realização de mapeamento de processos. Elaboração e apresentação de relatórios para C-Level. Elaboração e Revisão de políticas e manuais de procedimentos. Realização de treinamento de Compliance, PLDFT.

• 

  S3 Tecnologia e Soluções de Pagamentos

  • São Paulo, São Paulo, Brasil

  • Especialista em Controles Internos e Compliance

    • Jul 2022 - Dec 2022
    • São Paulo, São Paulo, Brasil

    Atuação no mapeamento de processos, riscos e controles. Elaboração de fluxograma dos processos mapeados, identificando os riscos e controles com base na metodologia COSO. Elaboração de Matriz de Riscos e Controles utilizando o mapeamento de processos como base. Criação de plano de testes dos controles com formalização dos passos a serem executados. Execução dos testes nos processos mapeados, avaliando a efetividade dos controles identificados. Elaboração de Políticas e Manuais de Procedimentos das áreas. Suportar as áreas na criação e implementação de controles e planos de ação Acompanhamento dos planos de ação aprovados para melhoria dos Controles Internos Disseminação da cultura de Controles Internos e treinamento

• 

  Captalys

  • Brazil
  • Financial Services
  • 1 - 100 Employee

  • Internal Controls and Risk Coordinator

    • Aug 2021 - Jun 2022
    • São Paulo, São Paulo, Brasil

    Process mapping elaboration Risk and control identification Creation of MRC - Matrix of Risks and Controls Development and application of controls tests Developments of Policies and Procedures Manuals Preparation of Internal Controls reports Preparation of Reports to the Central Bank (DRM, DLO, DLI) Support to the risk management committee Implementation of the LGPD Law project. Dissemination through training, lecture on culture and risk management.

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  7comm - People And Tech To Transform

  • Brazil
  • Information Technology & Services
  • 400 - 500 Employee

  • Analyst Lead

    • Sep 2018 - May 2021
    • São Paulo e Região, Brasil

    Requirements gathering and business rules Functional specification elaboration Prototyping and mapflow Creation and execution of integration, business (ALM) tests Schedule preparation and monitoring Acting on Banco Bradesco projects: Transactional BIA, Consortium, Investment Statement, Vehicle Debt, Eligibility and Redistribution of Limits, Treats

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  Gradual Investimentos

  • Brazil
  • Financial Services
  • 1 - 100 Employee

  • Specialist Compliance

    • Jan 2018 - Jul 2018
    • São Paulo e Região, Brasil

    Development of a Due Diligence system for investment funds and exchange Implementation of a monitoring system for foreign exchange operations Development of indicators (KPIs, KRIs) for top management monitoring

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  ECFIG Organização Administrativa

  • São Paulo

  • Independent Consultant

    • Jul 2014 - Dec 2017
    • São Paulo

    Implementation of a control system generating cost reduction, process improvements. Survey of processes and their respective controls. Implementation of an ERP system, automating the following processes: issuance of invoices, invoices, accounts payable and receivable Creation of analytical report of unit cost per import Implementation of analytical and managerial reports from the commercial and financial areas Performance in wine import companies, stockbrokers

• 

  Itaú Unibanco

  • São Paulo

  • Compliance and Risk Coordinator

    • Nov 1993 - Dec 2013
    • São Paulo

    Operations in the branch area Participation in the creation of the Internal Controls and Compliance area, working in the development of the program used in the evaluation of areas/agencies Development and implementation of a tool for registering Operational Risk and Compliance Creation of a dashboard for the 30 Hours Center referring to producer sales by operators Participation in creating risk indicators Sox process implementation