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Darlene S. is a seasoned attorney with 20+ years of experience in securities law, ERISA fiduciary law, banking law, and tax issues. She has worked as a Principal and Counsel at State Street Global Advisors and as an Assistant Counsel at State Street Bank & Trust Co., and as an Associate Attorney at Everett, Johnson and Breckinridge. Darlene holds a JD from Fordham University School of Law and a BS in Biometry and Statistics from Cornell University.

Experience

    • Principal and Counsel
      • 1994 - 2003
      • Boston, Ma

      Provide legal counsel to investment management firm on a variety of legal matters including securities law, ERISA fiduciary law matters, banking law and tax issues. Collective fund counsel Responsible for new product development, including fund structure and creation. Draft policies and procedures to implement compliance with various securities law exemptions and ERISA fiduciary obligations.

    • Assistant Counsel
      • 1992 - 1994
      • Greater Boston Area

      Advise bank in its fiduciary capacity as trustee and investment manager of master and prototype retirement plans on securities law and ERISA fiduciary issues.

    • Associate Attorney
      • 1989 - 1991
      • New York, New York

      Researched and drafted memoranda of law on Federal tax and ERISA issues.

Education

  • 1986 - 1989
    Fordham University School of Law
    Doctor of Law - JD
  • 1982 - 1986
    Cornell University
    Bachelor of Science - BS, Biometry and Statistics

Suggested Services

This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection

Industry Focus. “Law Practice”

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