Bio
Experience
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State Street Global Advisors
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Boston, Ma
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Principal and Counsel
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1994 - 2003
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Boston, Ma
Provide legal counsel to investment management firm on a variety of legal matters including securities law, ERISA fiduciary law matters, banking law and tax issues. Collective fund counsel Responsible for new product development, including fund structure and creation. Draft policies and procedures to implement compliance with various securities law exemptions and ERISA fiduciary obligations.
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State Street Bank & Trust Co.
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Greater Boston Area
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Assistant Counsel
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1992 - 1994
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Greater Boston Area
Advise bank in its fiduciary capacity as trustee and investment manager of master and prototype retirement plans on securities law and ERISA fiduciary issues.
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Everett, Johnson and Breckinridge
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New York, New York
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Associate Attorney
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1989 - 1991
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New York, New York
Researched and drafted memoranda of law on Federal tax and ERISA issues.
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Education
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1986 - 1989Fordham University School of Law
Doctor of Law - JD -
1982 - 1986Cornell University
Bachelor of Science - BS, Biometry and Statistics
Suggested Services
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Industry Focus. “Law Practice”
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