Bio
Experience
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Regulator I, Investment and Securities Business
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Jan 2007 - Jan 2011
Analyze and progress applicants for mutual funds, fund managers and fund administratorsLiaise with international regulatory agencies and financial institutions with due diligence assessmentsResearch and gather due diligence on directors, mutual fund functionaries and associated firmsPrepare board papers and decision papers for the Board and FSC Licensing and Supervisory Committee respectivelyAssist the Investment Business team with the on-site inspection of local registered agents and registered entiteesCollaborate, update and maintain statistical dataProduce annual and quarterly reports on the activities of the Investment Business DivisionSupervise and assist in the training of summer students on all aspects of the Regulator positionAnalyze and conclude the deregulation of entities
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Administrator
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Jan 2002 - Jan 2007
Tortola, British Virgin IslandsPerform amendments to company’s Memorandum and Articles of AssociationLegalization and notarization of documents (BVI and overseas)Effectively handle client queriesEfficiently used interpersonal skills to greet clients and guestsSuccessfully processed the liquidation of companiesPrepare documents to be sent to the Gazette OfficePrepare Notices to be sent to the local newspapers
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Education
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University of South Florida
Bachelor of Science, Business Administration/Finance -
Hamilton Lavity Stoutt Community College
Associates, Science - Business Administration/Financial Services -
Hamilton Lavity Stoutt Community College
Associates, Science - Business Administration/Finance
Suggested Services
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Industry Focus. “Financial Services”
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