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Brian Seiter
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English -
Bio
Credentials
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Series 24 General Securities Principal
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Series 3 National Commodities Futures
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Series 4 Registered Options Principal
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Series 55 Equity Trader Limited Representative
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Series 63 Uniform Securities Agent State Law
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Series 7 General Securities Representative
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Experience
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Apex Clearing Corporation
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Dallas/Fort Worth Area
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Senior Agency Trader
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Aug 2017 - Present
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Dallas/Fort Worth Area
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Vice President
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Sep 2000 - Mar 2017
Responsible for client service electronic trade support for futures, equities and options. • Worked as intermediary on a variety of risk, regulatory and trade related problems between the firm, clients and exchanges. Acted as liaison between clients, customer service reps, operations and technology teams to onboard clients for electronic futures trading.
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First Options of Chicago, Inc.
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Chicago, IL
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Vice President
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Jul 1991 - Sep 2000
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Chicago, IL
Floor Manager on the CBOE in charge of client futures execution business. Managed desk on CBOE floor taking futures orders from market makers coordinating accurate and timely execution of orders. Supported electronic order flow for futures, equities and options
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Education
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Northern Illinois University
Bachelor of Arts in History
Suggested Services
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Industry Focus. “Financial Services”
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