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Brian Espiritu is a seasoned marketing compliance professional with expertise in regulatory affairs and data protection. He holds a degree in Political Science from the University of California, Santa Barbara, and has gained extensive experience in the financial services industry. Brian is fluent in English and Spanish, with a strong background in compliance management, data protection, and regulatory affairs. He has worked with several organizations, including Rocket Mortgage, University of California, Berkeley - School of Law, and Superior Court of California, County of Santa Barbara, and has also interned at various institutions, including UCLA Law and UCSB Undergraduate Law Journal.

Experience

    • United States
    • Financial Services
    • 700 & Above Employee
    • Marketing Compliance Analyst
      • Jul 2022 - Aug 2023

      • Apply the knowledge of controls to enhance the effectiveness of the compliance management system• Implement compliance controls required under interpretation of new laws and regulations or new business initiatives • Continually monitor current, revised, and emerging regulations and/or standards pertaining to verticals the company’s businesses operate within • Draft amendments, insertion orders, template documents, and disclaimers, including customer-facing agreements• Document all applicable records in the system of record and maintain updates to the records. Systems of record include ServiceNow, Jornaya & LashBack (TCPA), WorkFront, PerformLine, OmniAngle, and DocuSign (CCPA).• Lead the implementation of PerformLine into WorkFront via API to streamline the review process across different channels of the business• Lead monitoring compliance activities, such as audits of legal marketing review and complying with internal Corrective Action policy • Assist in the examination process by drafting analysis on the current state of the marketing policy and assembling necessary documents for regulatory review (OCOE, CFPB, etc.)• Assist in the auditing current or pending clients for legal and regulatory compliance

    • Associate Compliance Strategist
      • Sep 2021 - Jul 2022

      • Review creative assets, such as broadcast and direct mail, to ensure compliance with rules, laws, and regulations at the state and federal level. Actively work with English & Spanish assets.• In charge of the monitoring and testing for the legal department; active in curating state and federal examination responses.• In charge of the deletion of customer data under CCPA. Additionally, educating affiliates and third party vendors regarding CCPA language and participating in redlines to keep language up to date via addendums.• Create trainings on asset review with a target audience of current and new team members.• Work with several teams on a daily basis to accomplish business goals related, but not limited to, marketing, legal, and fair lending.

    • Legal Compliance Intern
      • Feb 2021 - Sep 2021

    • FORM+FUND StartUp Fellow
      • Feb 2021 - Apr 2021

      • The FORM+FUND program addresses critical operational, financial, and legal components of starting and scaling a successful business.

  • UC Santa Barbara
    • Santa Barbara, California, United States
    • Independent Research Assistant
      • Jan 2020 - Apr 2021
      • Santa Barbara, California, United States

      • Performing data entry on the violence committed against environmental activists in Mexico, Myanmar, and Peru. The project's goal is to bring awareness to the injustices that occur against activists fighting for our earth.

  • UCSB Undergraduate Law Journal
    • Santa Barbara, California, United States
    • Undergraduate Law Journal Contributing Author
      • Jun 2020 - Jan 2021
      • Santa Barbara, California, United States

      • Published research paper on the topic of prostitution criminality in Europe during World War I.

  • Superior Court of California, County of Santa Barbara
    • Santa Barbara, California, United States
    • Superior Court Judicial Intern
      • Oct 2019 - Jan 2021
      • Santa Barbara, California, United States

      • Observed live court proceedings to supplement discussion of briefs and memorandums with Judge Brian E. Hill and attorneys in chambers.

  • University of California, Los Angeles - School of Law
    • Los Angeles, California, United States
    • UCLA Law Fellow
      • Nov 2019 - Jun 2020
      • Los Angeles, California, United States

      • A very selective fellowship for aspiring minority lawyers. The program offers an in-depth look into the legal field and helps navigate fellows in applying to law school.

  • Superior Court of California, County of Santa Barbara
    • Santa Barbara County, California, United States
    • Superior Court Legal Resource Intern
      • Feb 2019 - Aug 2019
      • Santa Barbara County, California, United States

      • Primarily worked as a translator for the attorney in charge of the center. Additionally, provided assistance to anyone in need of navigating the court system.

  • UC Santa Barbara
    • Santa Barbara, California, United States
    • Resident Hall Floor Representative
      • Aug 2017 - Jun 2018
      • Santa Barbara, California, United States

      • Represented my dorm hall in voting for the creation of programs that aimed to improve overall physical and mental health for everyone in the dorms.

Education

  • 2017 - 2021
    UC Santa Barbara
    Political Science, Comparative Politics

Suggested Services

This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection

Industry Focus. “Financial Services”

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