Bio
Experience
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Morgan Stanley
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Baltimore, Maryland Area
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Reconciliation Manager
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Jan 2001 - Present
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Baltimore, Maryland Area
Reconciliation Manager - Morgan Stanley Smith Barney Jan. 2001 – Present •Oversee a group of six reconciliation associates•Reconcile share trades for ten large mutual fund companies on a daily basis•Identify breaks between the Omnibus account and the fund family•Review discrepancies and resolve issues in a timely manner•Process offline trades to adjust both shareholder and omnibus accounts•Investigating any issues the Brokers may have with a fund.•Investigate pending ACATS and NSCC transfers on Advisor and DST systems•Manually populated shareholder accounts•Research breakpoints, POP and NAV pricing discrepancies•To monitor and contribute to statistical and month-end reports.•Monitor and report potential market Timing, exchange and roundtrip limit violators to the fund family daily•Monitor & update CDSC history•Assist with hiring, training and performance appraisals for recon associates
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Reconciliation Associate
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Jan 2000 - Jan 2001
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Education
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1981 - 1985Seton Hall University
Suggested Services
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Industry Focus. “Financial Services”
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