Experience

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  Deutsche Bank

  • Bengaluru, Karnataka, India

  • Associate

    • Mar 2020 - Feb 2023
    • Bengaluru, Karnataka, India

    Reviewing and Processing KYC files end-to-end with a thorough understanding of all KYC regulatory requirements to be met for new and existing clientsRequesting and collecting KYC documentation from public sources and or contacting client for review and processingPerformed sanction screening and escalating the files to compliance officer for case completionOther responsibilities include: Liaising with clients, internal client services teams, compliance, and operations as necessaryGetting familiar with the DB KYC framework, which includes policy, standards, desk-top procedures and other artifactsPro-actively interacting with internal teams (Coverage, AFC) and clients of the bank to ensure adequate delivery and timely resolution of issuesAssisting the bank's clients, managing all KYC and account opening requirements with appropriate governance and controlsCompleting client outreach, participating in internal and external calls to facilitate the case completion, publishing reports on case completion and blocks, work assignments to team members, trainings and SME support to team members

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  State Street Global Advisors

  • bangalore

  • Senior Associate

    • Oct 2016 - Oct 2019
    • bangalore

    Manage KYC pipeline of both onboarding and periodic review, handle allocation and prepare management reports for publishing to the management and compliance, perform quality checks for the cases submitted by subordinates, conduct team huddle, educating team with updates and setting calls with business to work efficiently and understand business challenges.

• 

  Societe Generale Global Solution Centre

  • Bangalore

  • Process Executive

    • Jan 2015 - Oct 2016
    • Bangalore

    Performing KYC on existing high risk clients and source information both through internal and external sources. Conduct negative news check and PEP against screening tools like World check and Lexis Nexis. Collect documents regarding FATCA and do risk reassessment

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  Standard Chartered Bank

  • Chennai

  • Officer

    • Jul 2013 - Dec 2014
    • Chennai

    Perform CDD and EDD on new and existing clients specific to Africa region, liasing with relationship manager for any documentation and perform screening on individuals and entity to uncover the risk of the client and present it for compliance approval and work upto KYC validation