Bio
Experience
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Compliance Manager
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May 2021 - Jul 2023
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New Zealand
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Business Consulting and Services
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700 & Above Employee
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Manager Risk Consulting
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Apr 2020 - May 2021
- Supported both life and general insurance firms on reviewing and building their Conduct and Culture programme and performed systematic reviews of products and policy-holder portfolios;- Involved in reviews of New Zealand-incorporated registered bank’s Conditions of Registrations, such as testing technical compliance against RBNZ regulatory standards BS13 (Liquidity Policy), BS17 (Open Bank Policy) and BS2A (Capital Adequacy Framework).- Reviewed the operating environment and control activities against industry better practice and provided recommendations to clients- Assessed fund manager’s compliance with Financial Markets Conduct Act 2013 and the Financial Markets Conduct Regulations 2014 with regards to the risk indicator model;- Assessed processes against industry better practice and identified opportunities for improvement for financial services firms, this included assessing the operating effectiveness of the control environment.
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Assistant Manager Risk Consulting
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May 2019 - Apr 2020
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Assistant Manager Audit
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May 2017 - May 2019
- Led multiple large year-end statutory financial statement audits, with teams of up to 10 people;- Applying KPMG Audit Methodology, assessing internal controls and substantive testing to support KPMG Audit Opinions;- Providing general insurance and Solvency training to the wider Financial Services Division in Auckland;- Applying KPMG Audit Methodology, assessing internal controls and substantive testing to support KPMG Audit Opinions;- Planning, scoping and executing assurance engagements;- Undertaking various compliance engagements and reporting to regulatory bodies i.e. solvency returns and Bank’s Condition of registration; and- Managing client deliverables such as reporting to the board of directors and/or the Audit and Risk Committee.
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KPMG Belgium secondment
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Jan 2018 - Apr 2018
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KPMG Cook Islands Secondment
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Nov 2017 - Dec 2017
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New Zealand
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Business Consulting and Services
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700 & Above Employee
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KPMG Canada Secondment
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Jan 2017 - Apr 2017
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Auditor
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Jul 2014 - Apr 2017
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KPMG New Zealand
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Auckland, New Zealand
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Audit Intern
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Dec 2013 - Feb 2014
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Auckland, New Zealand
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EY
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Shanghai City, China
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Audit Intern
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Nov 2012 - Dec 2012
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Shanghai City, China
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Saint Kentigern Trust Board
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Auckland, New Zealand
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Reader/Writer Examination Assistant
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Nov 2011 - Dec 2011
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Auckland, New Zealand
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Education
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2011 - 2014University of Auckland
Bachelor's degree, Accounting and Taxation -
2006 - 2011Saint Kentigern College
NCEA Level 1,2 and 3 with Excellence Endorsement
Suggested Services
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Industry Focus. “Banking”
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References
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