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Amy Tang is a seasoned compliance and risk management professional with 10+ years of experience in the financial services industry. She has a strong background in auditing, financial reporting, and regulatory compliance, with expertise in financial services audit, financial reporting, and conduct and culture programs. Amy holds a Bachelor's degree in Accounting and Taxation from the University of Auckland and is fluent in English and Mandarin.

Experience

    • Compliance Manager
      • May 2021 - Jul 2023

    • New Zealand
    • Business Consulting and Services
    • 700 & Above Employee
    • Manager Risk Consulting
      • Apr 2020 - May 2021

      - Supported both life and general insurance firms on reviewing and building their Conduct and Culture programme and performed systematic reviews of products and policy-holder portfolios;- Involved in reviews of New Zealand-incorporated registered bank’s Conditions of Registrations, such as testing technical compliance against RBNZ regulatory standards BS13 (Liquidity Policy), BS17 (Open Bank Policy) and BS2A (Capital Adequacy Framework).- Reviewed the operating environment and control activities against industry better practice and provided recommendations to clients- Assessed fund manager’s compliance with Financial Markets Conduct Act 2013 and the Financial Markets Conduct Regulations 2014 with regards to the risk indicator model;- Assessed processes against industry better practice and identified opportunities for improvement for financial services firms, this included assessing the operating effectiveness of the control environment.

    • Assistant Manager Risk Consulting
      • May 2019 - Apr 2020

    • Assistant Manager Audit
      • May 2017 - May 2019

      - Led multiple large year-end statutory financial statement audits, with teams of up to 10 people;- Applying KPMG Audit Methodology, assessing internal controls and substantive testing to support KPMG Audit Opinions;- Providing general insurance and Solvency training to the wider Financial Services Division in Auckland;- Applying KPMG Audit Methodology, assessing internal controls and substantive testing to support KPMG Audit Opinions;- Planning, scoping and executing assurance engagements;- Undertaking various compliance engagements and reporting to regulatory bodies i.e. solvency returns and Bank’s Condition of registration; and- Managing client deliverables such as reporting to the board of directors and/or the Audit and Risk Committee.

    • KPMG Belgium secondment
      • Jan 2018 - Apr 2018

    • KPMG Cook Islands Secondment
      • Nov 2017 - Dec 2017

    • New Zealand
    • Business Consulting and Services
    • 700 & Above Employee
    • KPMG Canada Secondment
      • Jan 2017 - Apr 2017

    • Auditor
      • Jul 2014 - Apr 2017

  • KPMG New Zealand
    • Auckland, New Zealand
    • Audit Intern
      • Dec 2013 - Feb 2014
      • Auckland, New Zealand

  • EY
    • Shanghai City, China
    • Audit Intern
      • Nov 2012 - Dec 2012
      • Shanghai City, China

  • Saint Kentigern Trust Board
    • Auckland, New Zealand
    • Reader/Writer Examination Assistant
      • Nov 2011 - Dec 2011
      • Auckland, New Zealand

Education

  • 2011 - 2014
    University of Auckland
    Bachelor's degree, Accounting and Taxation
  • 2006 - 2011
    Saint Kentigern College
    NCEA Level 1,2 and 3 with Excellence Endorsement

Suggested Services

This profile is unclaimed. These are suggested service rates with 0% commision upon successful connection

Industry Focus. “Banking”

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