Jessie Schmidt

Compliance Analyst at Sycamore Tree Capital Partners, L.P.
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Location
Frisco, Texas, United States, US
Languages
  • French -

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Experience

    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Analyst
      • Sep 2022 - Present

      • Working with the COO/CCO and the firm to administer Sycamore Tree’s compliance program as well as oversee legal document workflow management • Ownership of the compliance monitoring platform, ComplySci, in order to manage daily employee compliance cooperation • Creation and maintenance of regulatory filings • Assist in the preparation/review of private fund marketing and offering material packages • Aid in pre-qualification reviews of private fund prospects, subscription document reviews and related information management and distribution activities • Assist in new employee onboarding / off-boarding • Assist with vendor due diligence and oversight • Build and maintain the compliance calendar including all related tasks and deadlines • Focus on automation and continuous improvement of all compliance processes Show less

    • United States
    • Wellness and Fitness Services
    • 700 & Above Employee
    • Cyclestar
      • Mar 2018 - Present

      - Schwinn certified in 2017. - Adult CPR/AED certified. - Construct classes to challenge, inspire, and integrate various levels of ability. - Began instructing cycling and small group training in 2017, instructed at Cyclebar Novato 3/2018-4/2021, Cyclebar Uptown Dallas 7/2021, currently instruct at Cyclebar Frisco 7/2022. - Schwinn certified in 2017. - Adult CPR/AED certified. - Construct classes to challenge, inspire, and integrate various levels of ability. - Began instructing cycling and small group training in 2017, instructed at Cyclebar Novato 3/2018-4/2021, Cyclebar Uptown Dallas 7/2021, currently instruct at Cyclebar Frisco 7/2022.

    • Paralegal
      • Jan 2020 - Sep 2022

      • Document drafting, contract review, legal research, perform and prepare discovery legal administrative duties, compose various civil court and arbitration documents; and coordinate state, federal and FINRA filings. • Broker-Dealer Defense, Investment Advisory Defense, Regulatory Law, Commercial Litigation, and other areas of Corporate Law. • Document drafting, contract review, legal research, perform and prepare discovery legal administrative duties, compose various civil court and arbitration documents; and coordinate state, federal and FINRA filings. • Broker-Dealer Defense, Investment Advisory Defense, Regulatory Law, Commercial Litigation, and other areas of Corporate Law.

    • United States
    • Utilities
    • 100 - 200 Employee
    • Legal Research Clerk
      • Jun 2016 - Dec 2016

      • Proposed new company regulations regarding state’s new gun control policy. • Researched and participated in land abandonment and eminent domain issues concerning water rights of the company. • Handled several intellectual property projects with both Missouri and Kansas Secretary of State • Worked on different projects, including: employee policy drafting, land use tax exemption research, and construction project bidding insight • Proposed new company regulations regarding state’s new gun control policy. • Researched and participated in land abandonment and eminent domain issues concerning water rights of the company. • Handled several intellectual property projects with both Missouri and Kansas Secretary of State • Worked on different projects, including: employee policy drafting, land use tax exemption research, and construction project bidding insight

    • Director of Legal Research
      • Sep 2015 - Apr 2016

      • Researched and made proposals concerning state issues such as the legislation to reorganize the state’s school finance formula. • Contribute to re-election efforts including: fundraising, legislative surveys, attending political events, and interacting with constituents. • Researched and made proposals concerning state issues such as the legislation to reorganize the state’s school finance formula. • Contribute to re-election efforts including: fundraising, legislative surveys, attending political events, and interacting with constituents.

    • United States
    • Chemical Manufacturing
    • 1 - 100 Employee
    • Sales & Marketing Support
      • Jul 2013 - Jul 2014

      • Launched the LeadMaster CRM Software including marketing automation, lead management, email marketing, website integration & much more. • Preparing and distributing implementation tools while providing technical support during training of the PPI Sales Team • Launched the LeadMaster CRM Software including marketing automation, lead management, email marketing, website integration & much more. • Preparing and distributing implementation tools while providing technical support during training of the PPI Sales Team

    • United States
    • Civic and Social Organizations
    • Student Vice President and Greek Liason
      • Aug 2012 - Jun 2013

      Spreading the word about The Little Voice Project's platform to shield children from being placed with known child abusers, and raise awareness about the flawed California family court system. Greek liaison between the Little Voice Advocates and the Panhellenic sororities/IFC fraternities at UC Davis. Spreading the word about The Little Voice Project's platform to shield children from being placed with known child abusers, and raise awareness about the flawed California family court system. Greek liaison between the Little Voice Advocates and the Panhellenic sororities/IFC fraternities at UC Davis.

Education

  • University of Missouri-Kansas City School of Law
    Juris Doctor (J.D.), Environmental and Land Use Law
    2014 - 2017
  • University of California, Davis
    Bachelor of Arts (B.A.), Sociology, Philosophy, Law
    2009 - 2013
  • University of California, Davis
    Bachelor of Arts - BA
  • University of California, Davis

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