Experience

EFG Private Bank

• United Kingdom
• Banking
• 300 - 400 Employee

• Compliance Officer

  • Nov 2019 - Present

  • Perform KYC Review of clients to the standards required by internal policy and regulation • Perform KYC Review of new client to the standards required by internal policy and regulation• Perform and Review additional / removal of roles to accounts • Perform KYC Review of clients to the standards required by internal policy and regulation • Perform KYC Review of new client to the standards required by internal policy and regulation• Perform and Review additional / removal of roles to accounts



Julius Baer

• Switzerland
• Banking
• 700 & Above Employee

• AML Compliance Officer

  • Feb 2016 - Oct 2019

  • KYC Review for Client Profiles• Assisting and liaising with stakeholders to ensure profiles are well-written and sufficiently corroborated• Performing Name Check, Factiva and Google screenings • Escalating issues identified in the periodic review process• Transactions Monitoring – Flag out suspicious transactions • Name Check Reconciliation – Reporting weekly statistics and ensure smooth running of Name Check Reconciliation • Management Reporting• Project Enhancement



DBS Bank

• Singapore
• Banking
• 700 & Above Employee

• Bank Executive

  • May 2014 - Dec 2015

  Bank Executive, DBS Private Banking • Administrative Support• Assisting in account opening • Liaising with different departments to ensure smooth process of account opening • Assisting in auto fixed deposit loan rollover Bank Executive, DBS Private Banking • Administrative Support• Assisting in account opening • Liaising with different departments to ensure smooth process of account opening • Assisting in auto fixed deposit loan rollover