Experience

Adrian Lee & Partners – Active Asset and Currency Management

• United Kingdom
• Investment Management
• 1 - 100 Employee

• Settlements Officer

  • Mar 2022 - Present



Susquehanna International Group, LLP (SIG)

• United States
• Financial Services
• 700 & Above Employee

• Settlements Risk Analyst

  • Jul 2021 - Mar 2022

  • Ensuring prompt and efficient settlement of all OTC and Exchange Trades across a range of different products such as Equities, Fixed Income Bonds, Convertible Bonds, Options, and ETF’s, with a focus on regulatory and economic impact. • Compilation and analysis of monthly management reports on trading volume, tender offers, interest claims, buy-in notices, trade fails and PnL impact. • Position management through analysis of long/short positions on multi listed securities and instructing reregistration of securities to cover any short positions. • Proactively communicate with traders and other relevant parties to quickly and efficiently manage critical trades which may result in buy-in or exchange fines. • Investigation/analysis of all interest claims, fines, buy-ins received in order to recommend changes to trading strategies so as to reduce such costs.



Bank of America Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Equity Settlements Analyst - Emerging Markets

  • Jul 2019 - Jul 2021

  • Ensuring timely and efficient settlement of equity transactions, trades settlements on behalf of clients, and the trading desk for global markets such as the US, EMEA, and Asia. • Managing settlement risk, including buy-ins and costs associated with it, from and to the counterparties and clients. • Providing analytic support and actively communicating with trading desks, settlement agents, relationship managers, middle office representatives and information source. • Ensuring timely and efficient settlement of equity transactions, trades settlements on behalf of clients, and the trading desk for global markets such as the US, EMEA, and Asia. • Managing settlement risk, including buy-ins and costs associated with it, from and to the counterparties and clients. • Providing analytic support and actively communicating with trading desks, settlement agents, relationship managers, middle office representatives and information source.



State Street

• United States
• Financial Services
• 700 & Above Employee

• Derivatives Operations Specialist 2 – Trade processing Team

  • Apr 2018 - Jul 2019

  • Trade capture (New trades, cancellations, novation’s, expiries, terminations, maturities) & Lifecycle monitoring, ensuring they are booked in a timely manner, such as Cross Currencies, CDS, IRS, inflations, Bond Asset Swaps, and Options.• Running daily reports and reconciliations to ensure the client's positions are reflected correctly in our operating systems • Tracking the status of inaccurate and outstanding confirmations and providing the client with daily reports.

• Derivatives Operations Specialist 1 - Cash Settlement Team

  • Apr 2017 - Mar 2018

  • Processing collateral cash movements on a daily basis• End-to-end Middle Office operations, managing client's OTC derivative positions across multiple funds on a daily basis. • Communicating effectively and resolving daily reconciliations cash breaks by liaising with the counterparties and custodians on the client’s behalf



Bank of Ireland

• Ireland
• Banking
• 700 & Above Employee

• Branch Assistant

  • Jun 2016 - Dec 2016

  • Fully responsible for the smooth operation of the cash transactions, foreign exchange (FX) and ATM self-service devices while ensuring all required compliance standards are met. • Handling customer queries, providing advisory or directing to the relevant advisors. • Reeducate Bank of Ireland customers to the new way of banking • Fully responsible for the smooth operation of the cash transactions, foreign exchange (FX) and ATM self-service devices while ensuring all required compliance standards are met. • Handling customer queries, providing advisory or directing to the relevant advisors. • Reeducate Bank of Ireland customers to the new way of banking



NK Communications

• Utilities
• 1 - 100 Employee

• Brand Sales consultant

  • May 2015 - Jul 2015

  Residential Field Sales Representative working on behalf of Energia, the one of the largest energy provider in Ireland for gas and electricity supply. • Exceeding expected sales targets on a regular basis, Up-sell and Cross-sell new products and services to existing customer. • Provision of a professional advisory service regarding domestic energy cost, addressing up to 25-30 queries on a daily basis. • Filling in forms with customers and completing all administrative tasks. Residential Field Sales Representative working on behalf of Energia, the one of the largest energy provider in Ireland for gas and electricity supply. • Exceeding expected sales targets on a regular basis, Up-sell and Cross-sell new products and services to existing customer. • Provision of a professional advisory service regarding domestic energy cost, addressing up to 25-30 queries on a daily basis. • Filling in forms with customers and completing all administrative tasks.



FMI Ireland

• Ireland
• Food and Beverage Services
• 100 - 200 Employee

• Brand Sales Ambassador

  • May 2014 - Sep 2014

  Residential Field Sales Representative working on behalf of Electric Ireland, the one of the largest energy provider in Ireland for gas and electricity supply. • Worked as part of a dynamic team to achieve individual and team sales targets. • Constructing sales and marketing strategies aimed at achieving targeted goals. • Involved in the training and development of new employees. Residential Field Sales Representative working on behalf of Electric Ireland, the one of the largest energy provider in Ireland for gas and electricity supply. • Worked as part of a dynamic team to achieve individual and team sales targets. • Constructing sales and marketing strategies aimed at achieving targeted goals. • Involved in the training and development of new employees.